If you plan to be an investment adviser, you will need to take the Series 65 or Series 66 Exam. In response to student feedback, Knopman Marks training for the Series…
Effective March 15, a new SEC regulation will change certain registration exemptions to increase and streamline access to capital. These…
Join us at Knopman Marks Financial Training, where employees enjoy unique opportunities to reach their peak potential and build rewarding careers. Our team is highly motivated and collaborative, fueled by a company culture…
The theme of greater access shapes many of Knopman Marks’ key 2021 initiatives, starting with the launch of All Access…
When I passed the SIE (Securities Industry Essentials) Exam, I felt as excited as when the substitute calculus teacher would…
In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…
Taking and passing the Series 7 Top-Off Exam is necessary for launching many financial industry careers. Sitting for this exam…
Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…
If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
Update May 21, 2020: The COVID-19 pandemic changes some of the logistics around SIE exam registration and remote testing. See…
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