Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…
Orders are directions, or instructions, that investors give for purchasing and selling stock. Different order types allow investors to decide…
If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…
Whether you are in college looking for an internship or have recently graduated and are looking for a full-time position,…
Whether your goal is to secure an internship or a full-time position as an analyst or financial manager, the interview…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…
General SIE Exam Guidance The SIE Exam tests candidates on securities industry knowledge and general concepts. Questions cover specific rules,…
FINRA’s new Securities Trader Qualification Examination – the Series 57 – is on the way. FINRA has filed a proposed…
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
FINRA’s extensive Exam Restructuring Program launches October 1, 2018. It radically changes the existing representative registration process by replacing the…
Series 24 Exam 101 If you are taking the Series 24 any time soon, you’ve probably heard that this exam…
When a security transaction (e.g. a purchase or sale of securities) is not completed according to the terms to the…
Subscribe to Stay Informed
ABOUT US
We are the leaders in FINRA exam preparation. Our goal of helping candidates pass their licensing exams begins the day we send material, and ends only after each individual has completed all of their qualification requirements.
“We differentiate ourselves by providing focused, specialized services to each student.” Harvey Knopman
Categories
- Exam News
- Financial Statements
- FINRA Exams
- Internship
- Interview Tips
- Knopman News
- Knopman Notes
- Pass Rates
- Program Managers
- Recruiting
- Rule Changes
- Securities Concept
- Securities Law
- Security Product
- Series 24
- Series 24 Exam
- Series 50
- Series 52
- Series 53 exam
- Series 55
- Series 57
- Series 6
- Series 63
- Series 65
- Series 66
- Series 7
- Series 79
- Series 87
- Series 99
- SIE
- Study Tips
- Top-Off Exams
- Uncategorized