The theme of greater access shapes many of Knopman Marks’ key 2021 initiatives, starting with the launch of All Access…

When I passed the SIE (Securities Industry Essentials) Exam, I felt as excited as when the substitute calculus teacher would…

Meet Justina, a seasoned insurance agent with a large client base. Eager to deepen her relationships and grow wallet share…

The Knopman Marks team has joked for years that there’s no such thing as a true “emergency” in the FINRA…

If you’re feeling stumped about how to celebrate your team in the midst of a global pandemic, it’s not too…

The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…

Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…

In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…

Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…

Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…

An Overview of the Series 24 Exam If you are taking the Series 24 any time soon, you’ve probably heard…

As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…

If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…