We’ve all heard that practice makes perfect. This old saying couldn’t be more true than when you’re preparing for an…
Feeling stressed is normal when taking an exam. In fact, it can be a good thing because it helps you…
FINRA has released 3 additional content outlines for its exam restructuring initiative which launches October 1, 2018. The Series 6,…
FINRA has released updates on its exam restructuring program which launches October 1, 2018. New on the FINRA site are…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…
FINRA’s new Securities Trader Qualification Examination – the Series 57 – is on the way. FINRA has filed a proposed…
When a security transaction (e.g. a purchase or sale of securities) is not completed according to the terms to the…
UPDATE 5/29: FINRA has put out a request for comment and a proposed draft Securities Industry Essentials Examination (SIE) Content Outline…
New Research Rules FINRA’s released new research rules which generally: – reduce the research quiet periods following IPOs and secondary offerings,…
Is there a FINRA exam in your future? If so, it’s time to refresh your study habits – FINRA exam…
Two recent SEC Rule updates have changed issue limits that apply to small issuers. Rule 147 Updates Rule 147 was…
Subscribe to Stay Informed
ABOUT US
We are the leaders in FINRA exam preparation. Our goal of helping candidates Pass their licensing exams begins the day we send material, and ends only after each individual has completed all of their qualification requirements.
“We differentiate ourselves by providing focused, specialized services to each student.” Harvey Knopman
Categories
- Exam News
- Financial Statements
- FINRA Exams
- Internship
- Knopman News
- Knopman Notes
- Pass Rates
- Program Managers
- Recruiting
- Rule Changes
- Securities Concept
- Securities Law
- Security Product
- Series 24
- Series 24 Exam
- Series 50
- Series 52
- Series 53 exam
- Series 55
- Series 57
- Series 6
- Series 63
- Series 65
- Series 66
- Series 7
- Series 79
- Series 87
- Series 99
- SIE
- Study Tips
- Uncategorized