Knopman Marks Financial Training - With you every step of the way.
series 7 vs sie
Exam News, Series 7, SIE, Study Tips

The SIE Exam vs. the Series 7

November 5, 2018 by Ian Franklin No Comments

Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…

Share:
Reading time: 5 min
SIE_Sample_Questions
SIE, Study Tips

What to Expect from Product and Rule Questions on the SIE Exam

October 25, 2018 by Ian Franklin 1 Comment

What Topics does the SIE Exam Cover? Now that the SIE has officially launched, it is important for candidates to…

Share:
Reading time: 3 min
How to pass the SIE Exam
FINRA Exams, Knopman Notes, SIE, Study Tips

How to Pass the Securities Industry Essentials (SIE) Exam

October 1, 2018 by Dave Meshkov No Comments

General SIE Exam Guidance The SIE Exam tests candidates on securities industry knowledge and general concepts. Questions will cover specific…

Share:
Reading time: 2 min
SIE Exam Textbook
Exam News, FINRA Exams, SIE, Study Tips

FINRA Exam Restructuring: Should I Test Now or Wait for the SIE?

July 27, 2018 by Marcia Larson No Comments

FINRA’s extensive Exam Restructuring Program launches October 1, 2018.  It radically changes the existing representative registration process by replacing the…

Share:
Reading time: 6 min
Financial advisor
Study Tips

The 3 Benefits of Taking Practice Tests

February 23, 2018 by Dave Meshkov No Comments

We’ve all heard that practice makes perfect. This old saying couldn’t be more true than when you’re preparing for an…

Share:
Reading time: 2 min
Load more posts
Page 1 of 11123410...Last »

Subscribe to Stay Informed

ABOUT US



We are the leaders in FINRA exam preparation. Our goal of helping candidates pass their licensing exams begins the day we send material, and ends only after each individual has completed all of their qualification requirements.

“We differentiate ourselves by providing focused, specialized services to each student.” Harvey Knopman

Categories