New SEC Regulation Best Interest (Reg BI) raises the bar for broker-dealer conduct when making recommendations to retail customers. Effective…
A new retirement savings law, the Setting Every Community Up for Retirement Enhancement Act (the SECURE Act), took effect January…
The recent tax law, Tax Cuts and Jobs Act of 2017, implements significant tax reform for individuals, businesses, and municipalities…
FINRA rules for protection against financial exploitation for seniors and other specified adults are effective February 5, 2018. The two…
On November 27, the Department of Labor announced an implementation extension for certain controversial provisions of its “Fiduciary Duty Rule’ that…
“Ours is a holistic, high-touch approach. We coach. We mentor. We really care about each student’s success.” Liza Streiff, CEO
