If you want your career to involve designing financial plans for a fee or offering fee-based accounts, you’ll need to…

An informative webinar hosted by Knopman Marks, with special guests from Prometric, offered an insider’s look at the emerging online testing…

“I Failed the Series 65 Exam. Now What?” If it doesn’t go well the first time you take the Series…

As Kyra Rieger watched internships get upended when the coronavirus took hold, she was nervous that hers might fall through…

This year, our summer program candidates are enrolled in blended classes. Blended classes are a combination of pre-recorded video lectures…

The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…

Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…

In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…

Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…

Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…

An Overview of the Series 24 Exam If you are taking the Series 24 any time soon, you’ve probably heard…

As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…

If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…