Meet Justina, a seasoned insurance agent with a large client base. Eager to deepen her relationships and grow wallet share…
The Knopman Marks team has joked for years that there’s no such thing as a true “emergency” in the FINRA…
If you’re feeling stumped about how to celebrate your team in the midst of a global pandemic, it’s not too…
College students heading home for the holidays look forward to unwinding and catching up with family and friends—some will also…
Against the backdrop of a global pandemic, Knopman Marks’ summer training candidates pulled out all the stops to achieve an extraordinary 99% record pass rate across the major exams, the highest in the…
In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…
Taking and passing the Series 7 Top-Off Exam is necessary for launching many financial industry careers. Sitting for this exam…
Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…
If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
Update May 21, 2020: The COVID-19 pandemic changes some of the logistics around SIE exam registration and remote testing. See…
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