Bob Hoenscheid, director of global account management at Prometric, the company that administers all FINRA exams, recently spoke with Knopman…
If you want your career to involve designing financial plans for a fee or offering fee-based accounts, you’ll need to…
An informative webinar hosted by Knopman Marks, with special guests from Prometric, offered an insider’s look at the emerging online testing…
“I Failed the Series 65 Exam. Now What?” If it doesn’t go well the first time you take the Series…
As Kyra Rieger watched internships get upended when the coronavirus took hold, she was nervous that hers might fall through…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
General SIE Exam Guidance The SIE Exam tests candidates on securities industry knowledge and general concepts. Questions cover specific rules,…
In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…
As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
An Overview of the Series 24 Exam If you are taking the Series 24 any time soon, you’ve probably heard…
Bond yields refer to the different ways of expressing the value of a single bond. For any bond, the following…
If you need to take the Series 6 Exam, you should know that the exam has changed significantly in the…
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