Update March 17, 2020: Post has been updated to reflect live-streaming virtual trainings now through April. To help minimize potential…
A highlight of the week for Liza Streiff, CEO of Knopman Marks, is Monday’s staff meeting when the team gathers…
After more than a year of mining SIE Exam performance data, we are excited to provide our partners with greater…
A new retirement savings law, the Setting Every Community Up for Retirement Enhancement Act (the SECURE Act), took effect January…
Studying for the SIE Exam is about to become easier. Knopman Marks is excited to announce a partnership with the…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
General SIE Exam Guidance The SIE Exam tests candidates on securities industry knowledge and general concepts. Questions cover specific rules,…
As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…
In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
Series 24 Exam 101 If you are taking the Series 24 any time soon, you’ve probably heard that this exam…
Bond yields refer to the different ways of expressing the value of a single bond. For any bond, the following…
FINRA’s new Securities Trader Qualification Examination – the Series 57 – is on the way. FINRA has filed a proposed…
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