Knopman Marks Financial Training is pleased to announce its partnership with the University of Iowa for Securities Industry Essentials (SIE) Exam…
Launching Soon: Knopman Marks Action Plans A new tool to monitor your progress and help you study smarter. Our new…
Do I Need to Take the SIE? The financial industry offers immense career opportunity. Individuals of all ages and backgrounds…
You should plan to sign up for the SIE exam at least 2-3 weeks prior to your preferred exam date….
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…
FINRA’s new Securities Trader Qualification Examination – the Series 57 – is on the way. FINRA has filed a proposed…
General SIE Exam Guidance The SIE Exam tests candidates on securities industry knowledge and general concepts. Questions cover specific rules,…
FINRA’s extensive Exam Restructuring Program launches October 1, 2018. It radically changes the existing representative registration process by replacing the…
When a security transaction (e.g. a purchase or sale of securities) is not completed according to the terms to the…
Series 24 Exam 101 If you are taking the Series 24 any time soon, you’ve probably heard that this exam…
New Research Rules FINRA’s released new research rules which generally: – reduce the research quiet periods following IPOs and secondary offerings,…
Subscribe to Stay Informed
ABOUT US
We are the leaders in FINRA exam preparation. Our goal of helping candidates pass their licensing exams begins the day we send material, and ends only after each individual has completed all of their qualification requirements.
“We differentiate ourselves by providing focused, specialized services to each student.” Harvey Knopman
Categories
- Exam News
- Financial Statements
- FINRA Exams
- Internship
- Knopman News
- Knopman Notes
- Pass Rates
- Program Managers
- Recruiting
- Rule Changes
- Securities Concept
- Securities Law
- Security Product
- Series 24
- Series 24 Exam
- Series 50
- Series 52
- Series 53 exam
- Series 55
- Series 57
- Series 6
- Series 63
- Series 65
- Series 66
- Series 7
- Series 79
- Series 87
- Series 99
- SIE
- Study Tips
- Uncategorized