Our new Training Center empowers students to own their exam study process, through an inspiring blend of form and function….

Passing the Series 6 Exam requires diligent preparation and concept mastery. Though there’s no easy way to breeze through the prep process, it helps to…

If you plan to be an investment adviser, you will need to take the Series 65 or Series 66 Exam. In response to student feedback, Knopman Marks training for the Series…

Effective March 15, a new SEC regulation will change certain registration exemptions to increase and streamline access to capital. These…

Join us at Knopman Marks Financial Training, where employees enjoy unique opportunities to reach their peak potential and build rewarding careers. Our team is highly motivated and collaborative, fueled by a company culture…

The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…

Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…

In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…

Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…

Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…

An Overview of the Series 24 Exam If you are taking the Series 24 any time soon, you’ve probably heard…

As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…

If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…