If you are a candidate for the FINRA Series 79 Exam, you should know that there have been substantial changes to the exam. FINRA rolled out a new qualification exam process last October. A new exam covering a …
Category: Series 79
FINRA’s restructured qualification exam program is a game changer for the securities industry and its protocol for bringing new registered reps into the business. The re-designed exam program, which includes the Securities Industry Essential exam (SIE), launches October …
Now that you are ready to begin studying for your Series 79 Top-Off Exam, we’d like to help you get started! Watch this video and click through below for tips to pass your exam. Of note, in 2018, …
Two recent SEC Rule updates have changed issue limits that apply to small issuers. Rule 147 Updates Rule 147 was implemented in 1974 to provide an exemption from registration for issuers doing business within a single state, and offering …
The last week before a Series exam is critical for reaching your goal. It’s “crunch time” and managing it appropriately can make all the difference. Follow these 5 best practices to help you keep your sanity when the …
Are you in the process of preparing for a psychometric experience? The answer is “Yes” if you are currently studying for a FINRA Series exam. Psychometrics is dedicated to objective measurement of skills and knowledge, and FINRA-administered Series …