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FINRA Exams, Study Tips

What to Do While Waiting for a FINRA Exam Date

June 22, 2020 by Suzanne Riss No Comments

Ready. Set. Wait. If you’ve finished training for your securities licensing exam but your test date is weeks away, you…

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Reading time: 5 min
FINRA Exams, Knopman News, Rule Changes, Series 65, Series 66

Overview: New SEC Regulation Best Interest (Reg BI)

June 10, 2020 by Marcia Larson No Comments

New SEC Regulation Best Interest (Reg BI) raises the bar for broker-dealer conduct when making recommendations to retail customers. Effective…

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Reading time: 4 min
FINRA Exams, Knopman News

Blended Learning: Best of Live + On-Demand Training

June 4, 2020 by Suzanne Riss No Comments

We’ve all been in a class, listening to the instructor, when suddenly our thoughts drift to lunch. We only catch…

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Reading time: 3 min
FINRA Exams, Series 57, Study Tips

How to Pass the Series 57 Top-Off Exam

May 20, 2020 by Marcia Larson No Comments

Changes in FINRA exams almost always raise concerns for candidates that must pass them. The Series 57 exam was recently…

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Reading time: 2 min
FINRA Exams, Knopman News, Study Tips

How to Prepare for FINRA Remote Testing

May 19, 2020 by Marcia Larson No Comments

The COVID-19 pandemic has made taking a securities licensing exam more challenging than ever. With Prometric testing centers closed or…

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Reading time: 6 min
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