New SEC Regulation Best Interest (Reg BI) raises the bar for broker-dealer conduct when making recommendations to retail customers. Effective…
A new retirement savings law, the Setting Every Community Up for Retirement Enhancement Act (the SECURE Act), took effect January…
The buy side and sell side are the two “hemispheres” of the financial markets. While the buy side spends money…
Short and Combined Margin Account Questions on the Series 7 Exam: Key Formulas and Sample Questions Margin account questions on…
If you’re studying for the Series 7, you might find yourself getting stuck on long margin account questions. If so,…
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