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FINRA Exams, Knopman News, Rule Changes, Series 65, Series 66

Overview: New SEC Regulation Best Interest (Reg BI)

June 10, 2020 by Marcia Larson No Comments

New SEC Regulation Best Interest (Reg BI) raises the bar for broker-dealer conduct when making recommendations to retail customers. Effective…

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Knopman News, Series 65, Series 66, Study Tips

Free Review for Series 65 + Series 66 Exams By June Deadline

June 5, 2020 by Suzanne Riss No Comments

Pass Series 65 and Series 66 Exams by Reg BI Deadline Passing a securities exam just got easier, even if…

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FINRA Exams, Knopman News

Blended Learning: Best of Live + On-Demand Training

June 4, 2020 by Suzanne Riss No Comments

We’ve all been in a class, listening to the instructor, when suddenly our thoughts drift to lunch. We only catch…

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Essentials to Thrive, Knopman News

Power of Gratitude to Boost Happiness and Exam Performance

May 28, 2020 by Suzanne Riss No Comments

Dave Meshkov invited participants to experience the uplifting effects of gratitude in real time, in a dynamic, interactive masterclass on…

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Reading time: 5 min
Essentials to Thrive, Knopman News

Success Essentials: How to Create an Integrated Life

May 21, 2020 by Suzanne Riss No Comments

If you aim for work-life balance but find yourself falling short, try setting your sights on creating an integrated life….

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