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What You Need to Know: New Crowdfunding and Exemption Regulations

March 5, 2021 by Marcia Larson No Comments

Effective March 15, a new SEC regulation will change certain registration exemptions to increase and streamline access to capital. These…

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Reading time: 7 min
FINRA News, Pass Rates, Series 6, Series 7, Series 79, SIE

Updated SIE & Top-Off Exam Statistics | SILA’s National Conference

September 25, 2019 by Marcia Larson No Comments

Hundreds of licensing and registration professionals attended the recent Securities and Insurance Licensing Association (SILA) National Education Conference on September…

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Reading time: 3 min
Knopman News, Series 7

Announcing the Updated Series 7 Top-Off Exam Study Program

June 5, 2019 by Dave Meshkov No Comments

We are excited to launch our brand-new On-Demand Series 7 Top-Off Training Program. The Series 7 top-off exam was released…

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Reading time: 2 min
FINRA News, SIE

FINRA Conference Report: Updated SIE & Securities Exam Statistics

May 22, 2019 by Marcia Larson No Comments

SIE and Securities Exam Program Updates from FINRA’s National Conference With six months of statistics now available, FINRA’s qualification team…

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Reading time: 4 min
FINRA News, SIE

The SIE Exam’s Impact on Recruiting, Hiring, and Graduate Training Programs

May 17, 2017 by Dave Meshkov No Comments

The new Securities Industry Essentials (SIE) Exam will change your business (read more about it here)! Over the past few…

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