Before Kris Dudchak joined the faculty at Knopman Marks, he was a student here training for the SIE, Series 63 and Series 79. Like many candidates taking securities exams, Dudchak was prepared but still felt anxious. “I had Learn more
If you are a candidate for the FINRA Series 79 Exam, you should know that there have been substan... Learn more
FINRA’s restructured qualification exam program is a game changer for the securities industry and... Learn more
Now that you are ready to begin studying for your Series 79 Top-Off Exam, we’d like to help you g... Learn more
Two recent SEC Rule updates have changed issue limits that apply to small issuers. Rule 147 Upda... Learn more
The last week before a Series exam is critical for reaching your goal. It’s “crunch time” and man... Learn more
Are you in the process of preparing for a psychometric experience? The answer is “Yes” if you are... Learn more
Rumor has it that Series 79 is one of the more challenging of the FINRA exams. If you are in nee... Learn more
“Winning isn’t everything – it’s the only thing” – attributed to UCLA Bruins footbal... Learn more
It’s morning — and like most people on most days, hitting the snooze button is tempting. B... Learn more
Preparing for a FINRA Series Exam causes some level of stress for most candidates, especially tho... Learn more
It’s that time of year again. Recent college and graduate students are arriving in NYC to begin i... Learn more
On December 24, 2015 FINRA’s new equity research rule, Rule 2241, will go into effect. This rule ... Learn more