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Our talented instructors have led programs on five continents and prepared more than 100,000 students for various FINRA and licensing examinations. We partner with the biggest Wall Street firms to train thousands of new analysts and associates every year. Our founders are both committed to making sure every student gets valuable study strategies and personalized service throughout their exam prep.
The MSRB recently amended its customer complaint and related investor brochure rules (Rule G-10). Registered municipal dealers, broker-dealers, and municipal advisors (“municipal firms”) are now required to keep an electronic log of all written complaints from customers or municipal advisory clients and what action, if any, has been taken...
I’m so thankful for Knopman Marks. The lectures were clear and very helpful. I don’t think I would have passed my FINRA exam otherwise!
My experience with Knopman Marks was productive and worthwhile. The material was organized and the program adapted nicely to my schedule. Thank you!
I wanted to thank you for all of your help and support! Separately, I've noticed that in a lot of the study materials, Knopman alternates between male and female pronouns when referring to CEO's, directors, BD, etc. As one of the few female associates in the class, I can tell you that it's incredibly encouraging and appreciated to see that. Wish I saw more of that in my business school cases. Anyway, thank you.
I have been a fan of Knopman materials from the first time I took my licensing exams...I am a lifelong customer and will refer Knopman to anyone who needs to prepare for a FINRA exam. There is no comparison between them and anything else out there. When my employees need to prepare for their licensing exams, they will be receiving Knopman Marks study guides.