Series 99 Exam Prep
Prepare for the Series 99 exam with our industry-leading training curriculum, proactive faculty support, and data-driven guidance.
Passing this exam is required in order to supervise or manage the operations functions of broker-dealers including client on-boarding, accounting, technology and information systems.
Course Outline
After enrolling, you’ll be invited to an Onboarding Call to kick off your study journey. You’ll also get a clear-cut action plan, access to all of the proprietary content in our Training Center, and periodic check-ins from our expert team to keep you on track.
Take the initial assessment
Establish your baseline knowledge and see a preview of the types of questions you can expect on the exam. Identify areas that need more or less attention.
Crack open your textbook
Follow along with the most up-to-date companion to our training materials. Ebook access is also included.
Watch video lectures
Let the best faculty in the industry break down the material topic by topic in a relatable, engaging way.
Drill with practice questions
Customize your training with our extensive library of sample questions. Apply our predictive analytics to curate questions around your toughest topics.
Dig into additional resources
Improve your understanding by reviewing supplemental content carefully created and curated by our faculty.
Take the benchmark exam
Find out how ready you are with an exam that represents the real thing. Prioritize topics you have yet to master on the home stretch.
- 99
Walk into your exam with confidence
Prepare to pass with the support of data-driven guidance and perfectly-timed study reminders.
Series 99 Exam Details
Exam Format
50 graded multiple-choice + 5 experimental, ungraded questionsDuration
1 hour and 30 minutesPassing Score
68%Prerequisite(s)/Corequisite(s)
Recommended Study Time
40 to 60 hours
What’s included
- Study Essentials Course
- Physical & digital textbook
- Video lectures curated by expert Faculty
- Digital flashcards
- Customizable practice questions
- Supplemental resources including Key Concepts
- Preset exams to determine readiness
- Client Experience support - calls & emails
- Faculty team content Q&A - emails
- Automated performance monitoring & intervention
- Study journey emails guidance with real-time updates
- Private Faculty Strategy Calls for study guidance
Series 99 Exam Prep
One Year of Access
$250
Experience the gold standard in Series 99 Exam Prep with everything you need to pass your exam. KM’s premium study materials and outstanding support from our Client Experience team and Faculty are included for all candidates.
SIE
Series 99
One Year of Access
$435
Save up to $75
Experience what it's like to train with us.
Additional Resources:
Series 99 Replacement Book (2nd Edition)
$50.00
Series 99 - 1 Month Extension
$20.00
Series 99 - 5 Month Extension
$50.00
FAQs
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