Privacy Policy

Privacy Policy

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Knopman Marks Financial Training

Last updated: April 9, 2022

This website, (the “Website”), is provided by Financial Training Services,
Inc. d/b/a Knopman Marks Financial Training (“Company”; “we”; “us”; or “our”) and discloses
how we collect and process information through this Website. Please read this Privacy Policy
carefully to understand our policies and practices regarding such information. If you do not
agree with our policies and practices, you should not use the Website. By accessing or using this
Website, you agree to this Privacy Policy.


This Website provides access to information and training services for current and
prospective financial services professionals.

You may purchase and participate in training programs for exams such as those offered
by FINRA and other securities industry regulators.

You can exercise certain rights regarding your information as described in the YOUR

Voluntary: Our Website collects information that identifies, relates to, describes, references, or
is reasonably capable of being associated with, or could reasonably be linked, directly or
indirectly, with a particular consumer or household ("personal information"). The personal
information we collect generally consists of contact information, such as name, email address,
physical address and telephone number. Such information is only collected when it is
voluntarily provided by you or your employer creating an account on your behalf.

Automatic: We and our service providers or our third party partners may also automatically
collect information from you when you visit our Website through cookies and other tracking
technologies. We may store some information on your device or device hard drive as a cookie or
similar type of file (such as clear gifs, web beacons, tags, and similar technologies that work on
mobile devices) to collect data related to usage of the Website. "Cookies" are pieces of
information that may be placed on your computer by a website for the purpose of collecting data
to facilitate and enhance your communication and interaction with that website. Such data may
include, without limitation, the address of the websites you visited before and after you visited
the Website, the type of browser you are using, your Internet Protocol (IP) address, what pages 
in the Website you visit and what links you clicked on, the region where your device is located,
and geo-IP data.We may use cookies to customize your visit to the Website and for other
purposes to make your visit more convenient or to enable us to enhance our services.
We may work with third-party service providers, such as Google, who use the technologies
described in this section to conduct website analytics to help us track and understand how
visitors use our Website. For information about Google Analytics please click on this link: To opt-out of Google Analytics, please copy
and paste “” into your browser and download the Google
Analytics opt-out browser add-on.

Payment details: When you pay for a training course through the Website, your payment details
are sent directly to the payment processor selected, such as Stripe or Apple Pay. We do not
collect or store all of your payment details.

We use information that we collect from you:
• To deliver our Website and its contents to you;
• To provide you with our training courses and services;
• To send marketing messages to you about our services;
• To carry out our obligations and enforce our rights;
• In any other way we may describe when we collect the information from you; and
• For any other purpose with your consent.

We may disclose your information as described in this Privacy Policy or otherwise with your

• To contractors, service providers, and other third parties we use to support our
business. However, such parties are only authorized by us to use the information for
the benefit of us;

• To a buyer or other successor in the event of a merger, divestiture, restructuring,
reorganization, dissolution, or other sale or transfer of some or all of Company’s
assets, whether as a going concern or as part of bankruptcy, liquidation, or similar
proceeding, in which information held by Company about our Website users is
among the assets transferred;

• To comply with any court order, law, or legal process, including to respond to any
lawful government or regulatory request;

• To enforce or apply our policies or investigate fraud; and

• If we believe disclosure is necessary or appropriate to protect the rights, property, or
safety of Company, our users, clients or others. 

•Browsing Information
Browsing information may be disclosed to any number of third parties and used for any number
of purposes as long as it is not directly linked to personal information that directly identifies you.

We create links to other websites that we think may be of interest to you, such as providers of
various products and services. We do not endorse any other websites and providers by providing
such links, and our privacy policy applies only to your use of our Website. We are not
responsible for the privacy policies of any websites and services we link to on our Website, and
you should read the privacy policies of each site you visit to determine what information that site
may collect about you.

We will retain your information for as long as your account is active or as needed for us to
manage and provide our services and for our business needs. Even if we delete some or all of
your personal information, we may continue to retain and use de-identified or aggregate data
previously collected. However, you should not rely upon the Company as your sole source to
store your information.

If you are a situated in the European Economic Area, United Kingdom or Switzerland and the
General Data Protection Regulation (“GDPR”) or a similar law applies to both you and the
Company, as a data subject, you may have the following rights. The Company is not subject to
the California Consumer Privacy Act (“CCPA”). The Company is only obligated to grant such
rights when required by applicable law

o Right to access – This right allows individuals to obtain confirmation as to whether or not
personal data concerning them is being processed and provide access to such personal
data. It also allows individuals to request details of the processing of their personal data
including, without limitation, categories of recipients to whom the personal data have
been or will be disclosed and purposes of processing.

o Right to rectify – This right allows individuals to rectify any inaccurate personal data
about them.

o Right to restrict processing – This right allows individuals to block or suppress
processing of personal data under certain circumstances.

o Right to be forgotten – This right is also known as the “right to erasure”. It is an
individual’s right to have personal data erased or to prevent processing in specific

o Right of data portability – This right allows individuals to move, copy or transfer
personal data from one place to another in a secure manner without interrupting the
integrity and usability of the information.

o Right to object to processing – This right allows individuals to object to certain types of
processing, including direct marketing, profiling and providing for purposes of scientific
or historical research and statistics.

Knopman Marks Financial Training is the Controller of all personal data we collect through the

We shall only process your personal data pursuant to a lawful basis, which will usually be with
your consent, when we have a legitimate interest, or to perform a contract to which we are
subject. Additionally, if we rely on consent for the processing of your personal data, you have
the right to withdraw it at any time and free of charge. When you do so, this will not affect the
lawfulness of the processing before your consent withdrawal.

To exercise your rights under the GDPR, please contact us at [email protected]. Please
note that in order for you to assert these rights, we may need to verify your identity to confirm
your right to access your personal data. This is a security measure to ensure that personal data is
not disclosed to any person who has no right to receive it. In order to verify your identity, we
may need to gather more personal data from you than we currently have.

If you are situated in the EU, UK or Switzerland and have any complaints regarding our privacy
practices, you have the right to complain to a supervisory authority.

We take the security of our data and information seriously. We take what we believe are
reasonable precautions to protect against unauthorized access to our systems and to prevent data
from being disclosed to unauthorized parties. However, no method of transmission over the
Internet, or method of electronic storage, is 100% secure.

We may change this Privacy Policy at our discretion at any time. If we do make any changes,
such change will appear on this page of our Website. The date the Privacy Policy was last
revised is identified at the top of the page. Your continued use of the Website following any
changes means that you have accepted, consent to, and agree to be bound by such revised
Privacy Policy. 

Our Website is maintained in the United States. By using the Website, you authorize the export
of personal information to the USA and its storage and use as specified in this Privacy Policy.
We transfer personal information from the EU, UK, and Switzerland to the USA and other
countries, some of which have not been determined by the European Commission or other
regulators to have an adequate level of data protection. Information stored in the USA may be
subject to lawful requests by the courts or law enforcement authorities in the USA.

If you have any questions about this Privacy Policy, please contact us at [email protected]

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