Are you stressed about taking your Series 66 Exam? This is a tough exam, and many candidates who easily pass other exams often struggle with this one. The most effective way to build confidence before an exam is Learn more
The SEC has officially updated the rules to shorten the standard settlement cycle for most securi... Learn more
Our team traveled to the FINRA Annual Conference in Washington, DC last week and wanted to share ... Learn more
In late February, FINRA filed with the SEC revisions to the content outline and selection specifi... Learn more
Oh, what a year the month of March has been! U.S. Treasury Secretary Janet Yellen, along with Fed... Learn more
If you’re a registered rep or a registered principal, this update is for you. A new set of ... Learn more
As we approach the four-year anniversary of the SIE on October 1st, 2022, candidates will ... Learn more
Bob Hoenscheid, director of global account management at Prometric, the company that administers ... Learn more
An informative webinar hosted by Knopman Marks, with special guests from Prometric, offered an in... Learn more
The COVID-19 pandemic has made taking a securities licensing exam more challenging than ever. Wit... Learn more
As Prometric reopens a handful of testing centers, and is expected to open more by May 31, our FA... Learn more
Hundreds of licensing and registration professionals attended the recent Securities and Insurance... Learn more
Taking and passing the Series 7 Top-Off Exam is necessary for launching many financial industry c... Learn more
Once you’ve earned a securities license, you realize that a lot of time and effort went into the ... Learn more
SIE and Securities Exam Program Updates from FINRA’s National Conference With six months of stati... Learn more
FINRA Releases Statistics on New SIE and Top-Off Exams The new Securities Industry Essentials (SI... Learn more
Do I Need to Take the SIE? The financial industry offers immense career opportunity. Individuals ... Learn more
Are you preparing to take the Securities Industry Essentials (SIE) Exam? Here’s all you nee... Learn more
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s O... Learn more
FINRA’s extensive Exam Restructuring Program launches October 1, 2018. It radically changes the ... Learn more
FINRA’s restructured qualification exam program is a game changer for the securities industry and... Learn more
FINRA provided significant updates on the upcoming Securities Industry Essentials Exam (SIE) and ... Learn more
FINRA has released 3 additional content outlines for its exam restructuring initiative which laun... Learn more
FINRA has released updates on its exam restructuring program which launches October 1, 2018. New... Learn more
FINRA rules for protection against financial exploitation for seniors and other specified adults ... Learn more