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FINRA News

Exam Scheduling FAQs for Full-Time Analyst Programs

May 18, 2020 by Brian Marks No Comments

As Prometric reopens a handful of testing centers, and is expected to open more by May 31, our FAQs can…

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FINRA News, SIE

How Many People Are Taking FINRA’s SIE and Top-Off Exams?

April 3, 2019 by Marcia Larson No Comments

FINRA Releases Statistics on New SIE and Top-Off Exams The new Securities Industry Essentials (SIE) Exam was the first modification…

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FINRA News, SIE

The SIE Exam’s Impact on Recruiting, Hiring, and Graduate Training Programs

May 17, 2017 by Dave Meshkov No Comments

The new Securities Industry Essentials (SIE) Exam will change your business (read more about it here)! Over the past few…

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Rule Change Updates
Exam Content

SEC Approves Rules to Protect Seniors

March 31, 2017 by Marcia Larson No Comments

Seniors will receive increased protection from financial exploitation under new rules that were recently approved by the SEC.  Effective February…

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Exam Content

Report Analysis: How to Identify at Risk Students

March 22, 2017 by Marcia Larson No Comments

Keeping tabs on your summer program performance is easy with daily management reports from Knopman Marks. These reports clearly summarize…

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