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Tag: financial advisor

Becoming a Financial Advisor

In Series 6, Series 63, Series 65, Series 66, Series 7, SIE Exam, Working in FinanceTags financial advisor, Knopman Marks Support, Securities LicenseOctober 23, 2019 Marcia Larson

Financial Advisor Career: Quick Facts Median Salary $90,640 Education/Skills Needed Bachelor’s Degree Communication and Relationship Management Skills Recommended Securities Exams and Licenses SIE Series 6 Series 7 Series 63 Series 65 Series 66 Becoming a Financial Advisor Financial …

How Many People Are Taking FINRA’s SIE and Top-Off Exams?

In FINRA News, SIE ExamTags financial advisor, financial analyst, financial markets, financial planner, Program ManagersApril 3, 2019 Marcia Larson

FINRA Releases Statistics on New SIE and Top-Off Exams The new Securities Industry Essentials (SIE) Exam was the first modification to the securities industry registration process in more than 40 years. All agree that the rollout on October …