The new Securities Industry Essentials (SIE) Exam will change your business (read more about it here)! Over the past few months we have met with many firms individually and collectively to discuss the impact of the SIE exam …
Tag: Graduate Training
This week is FINRA’s annual conference, and from the Knopman Marks perspective we are most excited to share an update on the status of the Securities Industry Essentials (SIE) Exam. For those of you unfamiliar with the exam …
Keeping tabs on your summer program performance is easy with daily management reports from Knopman Marks. These reports clearly summarize the information you need to keep managers and interested parties in the know on program progress. Your report …
Summer programs are both exciting and nerve-wracking. There are high expectations for all involved, and program managers like you are expected to deliver outstanding results and hassle free implementations. You can be at the top of your game …
Setting expectations is one of the most important steps to the success of any program. Today we focus on the importance of ground rules for your upcoming summer exam programs, and how you can ensure that the introductory …
On November 18, FINRA published Notice 15-45, confirming the official release date of the Series 57 exam as Jan 4, 2016. The details and exam specifications are consistent with our previous blog post on this topic. We will have …