Studying for a high-stakes securities exam like the Series 24 or Series 79 isn’t just about putting in the hours, it’s about making every hour count. If you’re balancing a demanding career and personal life, you need a
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Are you feeling overwhelmed by the sheer volume of Securities Industry Essentials (SIE) exam cont
Are you stressed about taking your Series 66 Exam? This is a tough exam, and many candidates who
Are you stressed about taking your Series 65 Exam? This is a tough exam, and many candidates who
What you do in the 72 hours leading up to your exam can significantly influence your performance.
Though you may think that studying all afternoon without a break will improve your performance, r
What consistently ranks as a top fear? Making a mistake. Mistakes can reveal that we know less th
In late February, FINRA filed with the SEC revisions to the content outline and selection specifi
STUDY ESSENTIALS SNAPSHOT One-hour course; no tests, no textbook. Get memory hacks to speed up l
If you’re a financial professional or student seeking licensing, then the Series 63 exam co
You’ve passed the SIE and Series 6. You’re so close to your license as a FINRA limited registered
What follows is a transcript of the video above. Let’s Try a Practice Question: An investor ow
What follows is a transcript of the video recording. Let’s Try a Practice Question: Regard
What follows is a transcript of the video above. Let’s Try a Practice Question Which of these op
Is success on the Series 65 and Series 66 licensing exams posing a challenge for your candidates?
What will it take to launch your career as a securities trader by passing the Series 57 exam on y
Though it may feel daunting to take multiple FINRA exams over the course of a few weeks, Knopman
Passing the Series 6 exam requires diligent preparation and concept mastery. Though there’s no ea
If you plan to be an investment adviser, you will need to take the Series 65 or Series 66 Exam. I
When I passed the SIE (Securities Industry Essentials) Exam, I felt as excited as when the substi
Series 6 Exam: A Snapshot Number of questions: 55 (only 50 are graded) Format: Multiple
If you want your career to involve designing financial plans for a fee or offering fee-based acco
“I Failed the Series 65 Exam. Now What?” If it doesn’t go well the first time you take the Series
Ready. Set. Wait. If you’ve finished training for your securities licensing exam but your test da
Changes in FINRA exams almost always raise concerns for candidates that must pass them. The Serie
The COVID-19 pandemic has made taking a securities licensing exam more challenging than ever. Wit
Real-Time SIE Performance Coaching To help you stay motivated, productive, and engaged as you pre
A new retirement savings law, the Setting Every Community Up for Retirement Enhancement Act (the
Are you preparing for the SIE, Series 7, Series 79, or another securities exam? If you blaze your
It’s no secret that FINRA securities licensing exams are difficult. However, these exams are a mu
Getting ready to take and pass a FINRA securities licensing exam can be daunting. These exams cov
Passing one or more securities licensing exams is a requirement for many financial industry caree
The Series 50 Municipal Advisor Representative Exam is recognized as a challenging test by most c
If you’re reading this blog, then you’ve probably already taken a securities licensing exam or tw
If you are a candidate for the FINRA Series 79 Exam, you should know that there have been substan
If you are an aspiring municipal securities representative, you should know that there has been a
If you’re working on becoming a financial or investment advisor, retirement specialist, insurance
In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities
Short and Combined Margin Account Questions on the Series 7 Exam: Key Formulas and Sample Questio
If you’re studying for the Series 7, you might find yourself getting stuck on long margin account
Whether you’re just getting ready for your first pass at the SIE, or are gearing up for the notor
The Series 7 top-off exam typically includes 10-15 options questions. That’s about 10% of the 125
The new Series 7 top-off exam places more emphasis than ever on the concept of suitability. Candi
When preparing for Financial Industry Regulatory Authority (FINRA) exams, knowledge isn’t a
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s O
What Topics does the SIE Exam Cover? Now that the SIE has officially launched, it is important fo
Career changers, undergraduates hoping to work in the securities industry, and anyone looking to
FINRA’s extensive Exam Restructuring Program launches October 1, 2018. It radically changes the
We’ve all heard that practice makes perfect. This old saying couldn’t be more true than when you&
Do not underestimate the Series 24 Exam! This principal-level exam is challenging, consisting pri
At Knopman Marks, we believe that we are in this together. Our success as an organization depends
Put yourself in the best position on exam day by knowing exactly what to expect! We want you to b
Even in the best run programs, there is an occasional exam failure. These failures can disrupt p
Now that you are ready to begin studying for your Series 7 Exam, we’d like to help you get
Summer programs are both exciting and nerve-wracking. There are high expectations for all involv
Now that you are ready to begin studying for your Series 7 Exam, we’d like to help you get
Summer programs are both exciting and nerve-wracking. There are high expectations for all involv
The last week before a Series exam is critical for reaching your goal. It’s “crunch time” and man
Are you in the process of preparing for a psychometric experience? The answer is “Yes” if you are
Learning by doing is learning at its best. Most agree that experiencing something firsthand goes
Even if you know your way around your firm’s back office, don’t take the Series 99 lightly! This
If you plan to be in the business of providing investment advice for a fee, either the Series 65
A Short Exam Does Not Necessarily Make for an Easy Exam. This is certainly the case with the Seri
Series 52 candidates – take notice! This quick read will help you develop a winning strategy for
An Overview of the Series 24 Exam If you are taking the Series 24 any time soon, you’ve probably
What’s new and trending in the Series Exam test world? It’s the Series 50 — a recent exam a
The English language is filled with colorful idioms that really hit the mark in describing our da
Rumor has it that Series 79 is one of the more challenging of the FINRA exams. If you are in nee
If you are anxious to learn more about the Series 7 Exam, this post is for you. The Series 7 exam
It’s morning — and like most people on most days, hitting the snooze button is tempting. B
Preparing for a FINRA Series Exam causes some level of stress for most candidates, especially tho
Managing your study process with an effective study plan is a critical step in FINRA exam success
There is no doubt that ‘knowledge is power’ when it comes to achieving a passing score on a FINRA
A live prep class experience is one of the best ways to streamline your FINRA exam study process.
Is there a FINRA exam in your future? If so, it’s time to refresh your study habits – FINRA exam
FINRA exams offer a challenge to most any candidate, from recent test-savvy college graduates to
Whether you are a recent college grad who has just accepted a new position in the securities indu
Many of the FINRA qualification examinations present test candidates with various challenges, ran
As featured on REP./WealthManagement.com By Harvey Knopman and Brian Marks Passing FINRA examinat