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Rule Change Updates
FINRA News, Series 10, Series 24, Series 65, Series 66, Series 7, Series 79, Series 87

Recent Rule 147 and Reg D Changes

May 10, 2017 by Marcia Larson No Comments

Two recent SEC Rule updates have changed issue limits that apply to small issuers. Rule 147  Updates  Rule 147 was…

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Series 86, Series 87, Study Tips

How to Pass the Series 86/87 Exams

January 11, 2017 by Marcia Larson No Comments

A Short Exam Does Not Necessarily Make for an Easy Exam. This is certainly the case with the Series 87,…

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Exam Content, FINRA News, Knopman News, Series 24, Series 7, Series 79, Series 87

FINRA’s New Equity Research Rule: Rule 2241

December 21, 2015 by Dave Meshkov No Comments

On December 24, 2015 FINRA’s new equity research rule, Rule 2241, will go into effect. This rule modifies and expands…

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Exam Content, Series 24, Series 7, Series 79, Series 86, Series 87

New Research Rules – FINRA Rule 2241

September 27, 2015 by Dave Meshkov No Comments

New Research Rules FINRA’s released new research rules which generally: – reduce the research quiet periods following IPOs and secondary offerings,…

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Knopman News, Series 52, Series 57, Series 87

Now Offering: Series 52, Series 55 & Series 87!

July 10, 2015 by Liza Streiff No Comments

CHECK OUT OUR NEW PACKAGES Series 52 Exam Materials Series 55 Exam Materials Series 87 Exam Materials

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