In late February, FINRA filed with the SEC revisions to the content outline and selection specifications for the Research Analyst exam program (Series 86/ 87). This filing includes a provision for the reduction of the number of questions
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Two recent SEC Rule updates have changed issue limits that apply to small issuers. Rule 147 Upda
A Short Exam Does Not Necessarily Make for an Easy Exam. This is certainly the case with the Seri
On December 24, 2015 FINRA’s new equity research rule, Rule 2241, will go into effect. This rule
New Research Rules FINRA’s released new research rules which generally: – reduce the resear
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