Is success on the Series 65 and Series 66 licensing exams posing a challenge for your candidates? It’s no secret that these are tough exams. In fact, candidates who easily pass other exams are not always so successful with either …
Category: Series 65
If you plan to be an investment adviser, you will need to take the Series 65 or Series 66 Exam. In response to student feedback, Knopman Marks training for the Series 65 and Series 66 Exams now offers more coverage of insurance products, portfolio management, performance measures, and retirement …
If you want your career to involve designing financial plans for a fee or offering fee-based accounts, you’ll need to take the Series 65 or Series 66 Exam to be in business. Though these exams are challenging and …
“I Failed the Series 65 Exam. Now What?” If it doesn’t go well the first time you take the Series 65, create a new plan of attack. Think about what you need to do to adjust your approach …
New SEC Regulation Best Interest (Reg BI) raises the bar for broker-dealer conduct when making recommendations to retail customers. Effective June 30, firms are required to “do the right thing” for customers instead of what is within the …
Pass Series 65 and Series 66 Exams by Reg BI Deadline Passing a securities exam just got easier, even if you’re feeling the pressure of a fast-approaching regulatory deadline like Reg BI. Knopman Marks is offering free review …