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Exam News
Study Tips
Rule Changes
Course Offerings
The SIE Exam
Knopman Marks Financial Training - With you every step of the way.
  • Home
  • Exam News
  • Study Tips
  • Rule Changes
  • Course Offerings
  • The SIE Exam
Series 65, Series 66, Study Tips

How to Ace the Series 65 and Series 66 Exams

August 17, 2020 by Marcia Larson No Comments

If you want your career to involve designing financial plans for a fee or offering fee-based accounts, you’ll need to…

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Reading time: 3 min
Exam Content, Knopman News, Series 65, Series 66

Overview: New SEC Regulation Best Interest (Reg BI)

June 10, 2020 by Marcia Larson No Comments

New SEC Regulation Best Interest (Reg BI) raises the bar for broker-dealer conduct when making recommendations to retail customers. Effective…

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Knopman News, Series 65, Series 66

Free Review for Series 65 + Series 66 Exams By June Deadline

June 5, 2020 by Suzanne Riss No Comments

Pass Series 65 and Series 66 Exams by Reg BI Deadline Passing a securities exam just got easier, even if…

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Series 6, Series 63, Series 65, Series 66, Series 7, SIE, Working in Finance

Becoming a Financial Planner

November 6, 2019 by Marcia Larson No Comments

Financial Planning Career: Quick Facts Median Salary Depends on level of certification Education/Skills Needed Bachelor’s Degree Strong Communication Skills Analytical…

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Reading time: 6 min
Series 6, Series 63, Series 65, Series 66, Series 7, SIE, Working in Finance

Becoming a Financial Advisor

October 23, 2019 by Marcia Larson No Comments

Financial Advisor Career: Quick Facts Median Salary $90,640 Education/Skills Needed Bachelor’s Degree Communication and Relationship Management Skills Recommended Securities Exams…

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