SIE Update – The SIE Rule Filing, Timeline, and Exam LengthEarlier this week FINRA took the next step to make the SIE Exam a reality by filing the exam restRead more
FINRA Guidance and Requests for Comments on the SIEFINRA has published a regulatory notice (15-20) with further guidance on the Securities Industry Read more
The Securities Industry Essential Exam (SIE)UPDATE 5/29: FINRA has put out a request for comment and a proposed draft Securities Industry EssRead more