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Exam News
Study Tips
Rule Changes
Course Offerings
The SIE Exam
Knopman Marks Financial Training - With you every step of the way.
  • Home
  • Exam News
  • Study Tips
  • Rule Changes
  • Course Offerings
  • The SIE Exam
Series 86, Series 87, Study Tips

How to Pass the Series 86/87 Exams

January 11, 2017 by Marcia Larson No Comments

A Short Exam Does Not Necessarily Make for an Easy Exam. This is certainly the case with the Series 87,…

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Exam Content, Series 24, Series 7, Series 79, Series 86, Series 87

New Research Rules – FINRA Rule 2241

September 27, 2015 by Dave Meshkov No Comments

New Research Rules FINRA’s released new research rules which generally: – reduce the research quiet periods following IPOs and secondary offerings,…

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Exam Content, Series 65, Series 66, Series 7, Series 86

Yield Curves

June 17, 2014 by Dave Meshkov No Comments

A yield curve is a graph that plots the relationship between interest rates and the time to maturity for fixed-income…

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Exam Content, Series 65, Series 66, Series 7, Series 79, Series 86

Economic Indicators

June 10, 2014 by Dave Meshkov No Comments

Certain aspects of economic activity serve as indicators of business cycle phases. These economic factors can be characterized as a…

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