Now that you are ready to begin studying for your Series 53 Exam, we’d like to help you get started! Watch this video and download your Series 53 At-A-Glance guide now. …
Category: Series 53
The MSRB has recently determined that certain ABLE Accounts are subject to MSRB regulation because of their similarity to Section 529 Plans. Dealers and representatives that effect transactions in municipal fund securities, as in the sale of Section …