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Series 52, Study Tips

How to Pass the New Series 52 Top-Off Exam

June 19, 2019 by Marcia Larson No Comments

If you are an aspiring municipal securities representative, you should know that there has been a major change in the…

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Reading time: 6 min
Series 52, Study Tips

How to Pass the Series 52 Exam

December 21, 2016 by Marcia Larson No Comments

Series 52 candidates – take notice! This quick read will help you develop a winning strategy for passing the Series…

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Reading time: 1 min
Rule Change Updates
Exam Content, FINRA News, Series 50, Series 52

FINRA Notice regarding Alternative Municipal Financing Trends

June 23, 2016 by Marcia Larson No Comments

FINRA recently published MEMBER Regulatory Notice 16-10 to clarify certain concepts regarding municipal private placements and bank loans. These points…

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Knopman News, Series 52, Series 57, Series 87

Now Offering: Series 52, Series 55 & Series 87!

July 10, 2015 by Liza Streiff No Comments

CHECK OUT OUR NEW PACKAGES Series 52 Exam Materials Series 55 Exam Materials Series 87 Exam Materials

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Series 50, Series 52

Series 50 Examination

June 15, 2015 by Liza Streiff No Comments

Among the many provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress legislated that Municipal…

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