If you are an aspiring municipal securities representative, you should know that there has been a major change in the Series 52 registration process. This change follows a decision by the Municipal Securities Rulemaking Board (MSRB) to align Learn more
Series 52 candidates – take notice! This quick read will help you develop a winning strategy for ... Learn more
FINRA recently published MEMBER Regulatory Notice 16-10 to clarify certain concepts regarding mun... Learn more
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Among the many provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 201... Learn more