The SIE Exam is the first step to becoming fully registered to conduct securities business. Knopman Marks has the most flexible ways to learn with the best pass rates in the industry. We’ve helped thousands of students pass their licensing exams and we can do the same for you.
Includes our instructor-led live classes, review sessions, and spiral-bound workbook. Learn More
With the All Access Pass add-on, we help you stay on track. Interactive review sessions ensure you master the most heavily tested content. Our 2-3 day live classes cover everything you need to know. View Class Schedule
Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress.
We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.
Our SIE course is engaging, our resources are comprehensive, and you will be supported by a team of experts whose mission is to help you succeed. Our SIE pass rate is currently 98% for the SIE Exam because we give you every tool you need from start to finish, so you can study once and study right.
Yes. You can download a free SIE assessment exam HERE.
Yes, you are not required to have a sponsor to take the SIE Exam.
Add All Access Pass to your course and you can enroll in any of our SIE live (virtual) courses through your Training Center, along with an onboarding call and review sessions. With the All Access Pass, you have unlimited access to our instructor-led sessions.
You should plan on completing about 1,000 practice questions online prior to taking the exam in addition to the benchmark and diagnostic exams. If your scores are not within passing range at that point, you may need to complete more questions. For best results, be sure to use unused questions when building your exams so that you continue to get exposure to new applications of the concepts.
We recommend 40-60 total study hours to prepare for the SIE exam spread over the course of 3-5 weeks while working full time. We recommend spending at least 1 hour studying per weekday, plus more time on the weekend.
To register for the SIE Exam, you can enroll directly on the FINRA website and then schedule your test at a Prometric Testing Center. Prometric offers the exam at locations worldwide. Firm sponsorship is not required to take this examination, but you must be 18 years old. For more details follow our step-by-step guide here: https://knopman.com/blog/2019/02/27/how-to-register-for-sie-exam/.
Want to start live training? Purchase the All Access Pass add-on and get access to our live instructor-led classes and review sessions.
*All classes are currently head virtually. Class details available upon scheduling.
Group onboarding call
Meet the team, explore the Training Center, and get started fast.
Traditional faculty-led class
In-person or live-streamed faculty-led delivery of the Knopman Marks lectures covering the most heavily tested and difficult concepts on the exam.
Blended Class
A scheduled course that blends the on-demand recorded lectures from the Training Center with faculty-led coaching and review sessions.
Review Session
Spend one hour with KM faculty, diving deep into the most difficult concepts, drilling and practicing together, and having questions answered with interactive polling and real-time student participation.
BONUS: We're adding our new Study Essentials course to your purchase ($75 added value). Find it in your Training Center after check-out.
