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Series 24: General Securities Principal Exam Training
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Want to walk into your Series 24 Exam with confidence?
We’ve got you covered.

The Series 24 Exam is required by FINRA for individuals who will engage in supervisory management of general securities broker-dealers.

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Pass Rate
Data-driven predictive benchmark exams
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry
KM Series 24: General Securities Principal Exam Training
KM Series 24 Exam Prep Course
ADD-ON: Series 24 All Access Pass

Includes our instructor-led live classes, review sessions, and spiral-bound workbook. Learn More

See All Access Pass Class Schedule
Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
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97% of candidates who pass our Series 24 benchmark exam on the first try pass the actual exam.
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99% of candidates who average between 65% - 70% on their first 500 Series 24 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
12 Hours of Video Lectures
Access to our Training Center
Benchmark and Diagnostic Exams
Textbook & Ebook
Downloadable Supplements
Online Question Bank
Client Success Team Support
Digital Flashcards
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
Drive your performance! Join our live sessions.

With the All Access Pass add-on, we help you stay on track. Interactive review sessions ensure you master the most heavily tested content. Our 2-3 day live classes cover everything you need to know. View Class Schedule

Traditional Faculty-Led Classes
Live-streamed, faculty-led lectures, covering the most frequently tested and difficult concepts you're likely to find on the exam. These cover the same content as the recorded video lessons.
Blended Classes
A scheduled course that blends the on-demand recorded lectures from the Training Center with faculty-led coaching and review sessions.
Review Sessions
In 60-minute, live Q&A sessions, our instructors do a deep dive into questions on the most difficult concepts. Engage in interactive polling.
Spiral-Bound Workbook
Facilitate your review process by taking notes on our printed workbook containing the class slides and Key Concepts.
Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress.

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Client Success Captain
Onboarding Specialist
Data Lead
KM Series 24 Course Curriculum
Lesson 1
Introduction and Registration of the Broker-Dealer
Lesson 2
Registration of Associated Person
Lesson 3
Written Supervisory Procedures & Compliance Controls
Lesson 4
Supervising Associated Persons
Lesson 5
Supervising Compensation
Lesson 6
Supervising the Delivery of Products and Services Offered by the Broken Dealer
Lesson 7
Disciplinary/Corrective Actions
Lesson 8
Books & Records of the Broker Dealer
Lesson 9
Financial Management
Lesson 10
Customer Accounts
Lesson 11
Communications with the Public
Lesson 12
Customer Recommendations
Lesson 13
Order Entry, Routing, and Execution
Lesson 14
Proper Booking and Settlement of Trades
Lesson 15
Review Executions for Compliance with Trade Reporting Requirements
Lesson 16
Supervision of Investment Banking Related Activities
Lesson 17
Review and Approval of Investor Matierials
Lesson 18
Supervision of Research Related Activities
Lesson 19
Final Thoughts
Lesson 20
Series 24 Q & A
Lesson 21
Series 24 Flashcards
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Exam Details
About the Series 24 Exam
Exam Format
150 graded multiple-choice + 10 experimental, ungraded questions
3 hours and 45 minutes
Passing Score
SIE and Series 7 Top-Off, Series 16, Series 57 Top-Off, Series 79 Top-Off, Series 82, Series 86, or Series 87 Exams
”I just took the Series 24 Exam and wanted to say that the Knopman Marks Financial Training services were absolutely essential in my passing. I believe they not only provide a high quality product in their manual, on-line classes, and practice exams, but also take it a step further with personalized training and follow-up. ”
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Series 24 FAQ
Can I take the exam even though I am not sponsored?

You must be sponsored by a FINRA member firm in order to take the Series 24. Learn more about sponsorship and consider the SIE exam if you aren't sponsored.

How do I enroll in a live Series 24 class?

Add All Access Pass to your course and you can enroll in any of our Series 24 live (in-person or virtual) courses through your Training Center, along with an onboarding call and review sessions. With the All Access Pass, you have unlimited access to our instructor-led sessions.

How many questions should I complete on the Series 24 Practice Exams before I take the exam?

We recommend that you do 1,000 practice questions in the online Qbank, and also complete the diagnostic final exams.

What is the usual study time for the Series 24 exam?

Assuming you are working full-time while preparing for the examination, you should allow yourself 6-8 weeks or 100 hours to read through the material and complete practice exams. 

How does the difficulty of your Series 24 practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

The Practice Exams questions are about the same level of difficulty as the actual exam, so you should shoot for scores in the mid to high 70s online.  The questions on the actual exam are likely to be more scenario based than the practice questions.  As such, it is essential that you review concepts in the book while answering practice questions rather than merely reading the rationale.  If you only read the rationales you may feel unprepared to answer the more nuanced questions you are likely to see on the examination.

Should I expect to use the full time allotted on the Series 24 Exam?

Most students are able to finish the exam within the allotted time without being rushed. However, you should be prepared for long questions that you may need to read several times for clarity.

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