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FINRA News, Series 50, Working in Finance

Series 50 Exam: Is it in Your Future?

August 31, 2016 by Marcia Larson No Comments

The MSRB recently announced registration requirements for municipal advisory firms and their principals and representatives.  Individuals subject to this requirement…

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Rule Change Updates
Exam Content, Series 10, Series 24, Series 53, Series 7, Series 9

ABLE Accounts and MSRB Rules

July 21, 2016 by Marcia Larson No Comments

The MSRB has recently determined that certain ABLE Accounts are subject to MSRB regulation because of their similarity to Section…

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Rule Change Updates
Exam Content, FINRA News

FINRA Rule 6730 and MSRB Rule G-14 Updates: New Trade Reporting Requirements

July 18, 2016 by Marcia Larson No Comments

FINRA Rule 6730 and MSRB Rule G-14 will be updated with reporting changes that are effective on Monday, July 18. …

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Knopman News, Series 50

Series 50 Exam: Knopman Marks Announces Release Date for Series 50 Study Material

November 8, 2015 by Howard Kaplan No Comments

The MSRB will be offering a Series 50 Pilot Examination for Municipal Advisors who are currently engaged in the municipal advisory…

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