The controversial Fiduciary Rule is for real. Even though many in the industry assumed further delay and the Trump administration advocated its repeal, parts of the rule take effect on June 9th. The full compliance date remains January …
Category: Series 99
Even if you know your way around your firm’s back office, don’t take the Series 99 lightly! This advice from the exam prep experts at Knopman Marks is a reminder that even the most experienced securities professionals rarely …
We are pleased to announce a 37 percent increase in our mobile application users in 2013. The Knopman Mobile App, was created in January 2012 to meet an increasing demand for mobile and virtual learning. Since the release …