Category: Knopman News

Drawing on the latest learning theory research and responding to feedback from students and facul

Every year, the team at Knopman Marks spends a day volunteering in the communities where we live

When Jim Campbell made his first volunteer trip to a foster home in Ecuador, he wanted to help bu

In an exceptional showing, this year’s Wall Street class achieved a 98.59% pass rate across the m

Don Parker considers teaching a personal calling, a chance to help the next generation of investm

Cass Garner has a passion for unlocking the potential in everyone he meets— rescue dogs, skittish

Our new and improved manager reporting platform provides greater insight into candidates’ progres

After listening to feedback from our students, we created brand new video content for the Series

We’re looking for coaches and passionate teachers who genuinely care about the success and perfor

Our Training Center empowers students to own their exam study process, through an inspiring blend

Join us at Knopman Marks Financial Training, where employees enjoy unique opportunities to reach 

The theme of greater access shapes many of Knopman Marks’ key 2021 initiatives, starting with the

The Knopman Marks team has joked for years that there’s no such thing as a true “emergency”

If you’re feeling stumped about how to celebrate your team in the midst of a global pandemic, it’

Against the backdrop of a global pandemic, Knopman Marks’ summer training candidates pulled out a

A great place to work and build a career, Knopman Marks Financial Training offers a vibrant workp

Bob Hoenscheid, director of global account management at Prometric, the company that administers

An informative webinar hosted by Knopman Marks, with special guests from Prometric, offered an in

As Prometric test centers reopen following coronavirus-related closures, Knopman Marks is offerin

New SEC Regulation Best Interest (Reg BI) raises the bar for broker-dealer conduct when making re

Pass Series 65 and Series 66 Exams by Reg BI Deadline Passing a securities exam just got easier,

Dave Meshkov invited participants to experience the uplifting effects of gratitude in real time,

If you aim for work-life balance but find yourself falling short, try setting your sights on crea

When people meet you for the first time, what impression do you make? Do they think you’re confid

Real-Time SIE Performance Coaching To help you stay motivated, productive, and engaged as you pre

Rich Bello believes the mindset leaders choose, especially in a crisis, makes all the difference.

Giancarlo Pitocco is on a mission to encourage people to put down what he calls our “digital Dori

Knopman Marks has been training students to perform under pressure for decades. Essentials to Thr

Update May 8, 2020: Post has been updated to reflect live-streaming virtual trainings now through

A highlight of the week for Liza Streiff, CEO of Knopman Marks, is Monday’s staff meeting when th

After more than a year of mining SIE Exam performance data, we are excited to provide our partner

A new retirement savings law, the Setting Every Community Up for Retirement Enhancement Act (the

Studying for the SIE Exam is about to become easier. Knopman Marks is excited to announce a partn

Known as a great place to work and build a career, Knopman Marks grows by delivering stellar resu

Each year, the team at Knopman Marks Financial Training chooses a different cause to support and

A large neon sign that reads “Bring the Joy” hangs in the center of the Knopman Marks Financial T

Note to Readers: The scheduling instructions below apply only to candidates enrolled in a formal

US financial markets are split into two segments of nearly equal size: the buy side and the sell

Taking and passing the Series 7 Top-Off Exam is necessary for launching many financial industry c

Orders are directions, or instructions, that investors give for purchasing and selling stock. Dif

If you’re reading this blog, then you’ve probably already taken a securities licensing exam or tw

We are excited to launch our brand-new On-Demand Series 7 Training Program. The new Series 7 exam

Welcome to our free equity review! I’ve put together for you the full first lesson that we cover

Knopman Marks Financial Training is pleased to announce its partnership with the University of Io

Introducing Knopman Marks Action Plans A new tool to monitor your progress and help you study sma

Are you preparing to take the Securities Industry Essentials (SIE) Exam? Here’s all you nee

We Believe in the SIE We know that the financial industry has the opportunity to impact the world

FINRA’s restructured qualification exam program is a game changer for the securities industry and

As Thanksgiving Day approaches, the team at Knopman Marks sends our thanks to you – the best cust

Here at Knopman Marks, we’ve been working hard to create a learning experience that inspires. The

Now that you are ready to begin studying for your Series 3 Exam, we’d like to help you get starte

Have questions about how to use and get the most value from your Qbank? We’ve got you covered wit

Now that you are ready to begin studying for your Series 7 Exam, we’d like to help you get

Successful licensing programs don’t just happen.  A proven plan and a strong partnership achieve

Learning by doing is learning at its best.  Most agree that experiencing something firsthand goes

Check out this video to sample our Series 50 on demand class coverage of financing alternatives a

It’s a Wrap!  We have just concluded a 10-part blog series featuring many of our exclusive “At-A-

2016 was a spectacular year for Knopman Marks.  We celebrated 25 years in business, achieved incr

Success in business and most aspects of life is not an individual sport.  By finding the right pa

“Winning isn’t everything – it’s the only thing”  – attributed to UCLA Bruins footbal

When you think of Wall Street, you might picture a heartless rat race. At Knopman Marks, we have

We are excited to announce the release of the Knopman Marks Series 57 study materials. Our basic

On December 24, 2015 FINRA’s new equity research rule, Rule 2241, will go into effect. This rule

In anticipation of the Series 50 Pilot Examination for Municipal Advisors, we are happy to announ

The MSRB will be offering a Series 50 Pilot Examination for Municipal Advisors who are currently

The SEC recently approved amendments to the Trade Reporting and Compliance Engine (TRACE) rules. 

As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 &

CHECK OUT OUR NEW PACKAGES Series 52 Exam Materials Series 55 Exam Materials Series 87 Exam Mater

Regulation A+ has arrived! A long standing exemption from the rigorous registration requirements

FINRA has published a regulatory notice (15-20) with further guidance on the Securities Industry

UPDATE 5/29: FINRA has put out a request for comment and a proposed draft Securities Industry Ess

Dear Clients, Colleagues, Family & Friends, As Knopman Financial Training enters its 24th yea

Securities industry regulations have long maintained that within a broker-dealer, the research te

We are pleased to announce the Knopman Financial Training University Outreach Program, an initiat

We are pleased to offer you a new playlist on our YouTube Channel to help you review Options. The

When candidates sit for a FINRA exam it is critical that they deliver the knowledge they have wor

We are excited to announce the addition of content for three more FINRA exams on the Knopman Mobi

Number of graduate Series 63 programs alone grew by 146 percent Knopman added training programs f

We are pleased to announce a 37 percent increase in our mobile application users in 2013. The Kno

FINRA requires communications with the public (eg advertisements, market letters, emails) to make

Here at Knopman, we closely monitor FINRA changes to ensure that candidates preparing for FINRA e

Limit Up/Limit Down (LULD) is a market-wide trading mechanism that protects investors and promote

We are pleased to announce record pass rates of 96 percent on core FINRA tests – Series 7,