Knopman Marks is here to help! Our Series 99 Exam package offers best-in-class training, access to our instructors, a mobile app, downloadable class supplements and more! We lay out the exact steps you need to follow and provide the tools to support you along the way.
This exam is a requirement for persons who supervise or manage the operations functions of broker-dealers including client on-boarding, accounting, technology and information systems.
Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused, track your progress, and sign up for Live Training if offered.
We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.
You must be sponsored by a FINRA member firm in order to take the Series 99. Learn more about sponsorship and consider the SIE exam if you aren't sponsored.
We recommend completing at least 600 practice questions prior to taking the actual exam.
Assuming you are working full-time while preparing for the examination, you should allow yourself 4-8 weeks or 40-60 hours to read through the material and complete practice exams.
Most students are able to finish the exam within the allotted time, without being rushed.
BONUS: We're adding our new Study Essentials course to your purchase ($75 added value). Find it in your Training Center after check-out.
