S99 Exam Prep
Prepare for the Series 99 exam with our industry-leading training curriculum, proactive faculty support, and data-driven guidance.
Passing this exam is required in order to supervise or manage the operations functions of broker-dealers, including client onboarding, accounting, technology, and information systems.
Exam Format
50 graded multiple-choice + 5 experimental, ungraded questionsDuration
1 hour and 30 minutesPassing Score
68%Prerequisite(s)/Corequisite(s)
Recommended Study Time
40 to 60 hours
Course Plans
99Exam Prep
$275
One Year Access
Experience the gold standard in Series 99 Exam Prep with everything you need to pass your exam. KM’s premium study materials and outstanding support from our Client Experience team and Faculty are included for all candidates.
- Study Essentials Course
- Physical & digital textbook
- Video lectures curated by expert Faculty
- Digital flashcards
- Customizable practice questions
- Supplemental resources including Key Concepts
- Preset exams to determine readiness
- Client Experience support - calls & emails
- Faculty team content Q&A - emails
- Automated performance monitoring & intervention
- Study journey emails guidance with real-time updates
- Private Faculty Strategy Calls for study guidance
Replacements
Series 99 Replacement Textbook (2nd Edition)
Experience what it’s like to train with us.
Existing Customers
Manage Your Current Enrollment
Choose the plan that best fits your goals and get access to exclusive workbooks and resources.
S99 Extension
1-Month
3-Month
5-Month
Extensions are applied immediately and begin from your current course expiration date. Premium upgrades will continue to be accessible during your extension period. Strategy Advising renewals are not included and are billed separately.
FAQs
You get access to our Training center that includes proprietary KM study guides, videos, and more. We use an easy-to-follow action plan with clear-cut guidance and suggested next steps. Supported by proactive ongoing check-ins from our expert team