All classes will be held via live-stream through June. Read more about COVID-19 effects in our NEWS CENTER.

All Courses
Series 7 Top-Off: General Securities Representative Exam Training

Classes you can count on,
instructors you can trust

FINRA Series 7 Top-Off Exam Prep & Study Materials

All classes will be remote (held online and live-streamed) through June. LEARN MORE

Prepare for the new FINRA Series 7 Top-Off Exam with our industry-leading training package. Get access to the most extensive on-demand course available for the new exam, plus personal attention from an instructor. The redesigned Series 7 Top-Off course includes new supplements to help you drill deeper on options and suitability concepts.

This exam is a requirement for persons who solicit and transact business in securities for broker-dealers.

Our Current Pass Rate is 95%

Course Includes:

  • Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams (2,200+ questions with rationales and textbook reference)
  • 15+ hours of Video Lectures (11 Lessons)
  • 900 Digital Flashcards
  • Mobile App for offline training (iPhone & iPad)
  • Downloadable Study Supplements (Class summaries, worksheets on options, margin, suitability, and retirement plans)
  • Pre-built Diagnostic, Suitability, and Benchmark Exams
  • Personal Instructor Support
  • Step-by-step Study Guidance

New Series 7 Curriculum:

Lesson 1 Seeking Business for the Broker-Dealer
Lesson 2 Customer Accounts
Lesson 3 Suitability
Lesson 4 Options
Lesson 5 Direct Participation Programs
Lesson 6 Municipal Securities
Lesson 7 Margin Accounts
Lesson 8 Purchase and Sales Instructions, Processing Transactions; Complaint and Dispute Resolutions
Lesson 9 Wrap-up and Next Steps
Lesson 10 Instructor-led Q&A
Lesson 11 Instructor-led review charts


About the Exam:

  • Number of Questions: 125 graded multiple-choice + 10 ungraded questions
  • Time to Complete: 3 hours and 45 mins
  • Passing Score: 72%
  • Co-requisite: SIE Exam
  • Recommended Study Time: 75 to 100 hours

Study Guidance:

Content Outline:


"I passed! Thank you for your guidance and help! You've been an amazing instructor and presenter, really enjoyed being in your classes!"

Christina N.

Think this training took what other training materials make seem like a daunting task and allows it to become more manageable and understandable. 

Alec P.

Training was extremely helpful. Concepts were clarified and every question we had was thoroughly explained. I feel more confident studying the material.

Eloise R.

I think the material is presented really well. The videos are a perfect supplement to the book. Thank you very much. I can see why there is a high pass rate. 

Daniel G.