Our new ALL ACCESS PASS offers unlimited live-streamed review sessions. Learn More

FINRA Series 7 Top-Off Exam Prep & Study Materials
All Courses
Want to walk into your Series 7 Exam with confidence?
We’ve got you covered.

Prepare for the FINRA Series 7 Top-Off Exam with our industry-leading training package. Get access to the most extensive on-demand course available for the new exam, plus personal attention from an instructor. The redesigned Series 7 Top-Off course includes new supplements to help you drill deeper on options and suitability concepts.

This exam is a requirement for persons who solicit and transact business in securities for broker-dealers.

0%
Pass Rate
Series 7 Top-Off Exam Prep Course
$
350
Enroll
Series 7 Top-Off All Access Pass
+$
225

Get unlimited access to our instructor-led live classes. Learn More

all-access-pass-seal
See All Access Pass Class Schedule Taking multiple classes? Bundle and save!
Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
0%
99% of candidates who pass our Series 7 benchmark exam on the first try pass the actual exam.
0%
97% of candidates who average between 65% - 70% on their first 500 Series 7 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
15+ Hours of Video Lectures
Access to our Training Center
Benchmark and Diagnostic Exams
Digital Flashcards
Textbook & Ebook (Kaplan)
Downloadable Supplements
iOS Mobile App to Study Offline
Online Question Bank (Kaplan)
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
UPGRADE YOUR COURSE
Get even more instruction with the All Access Pass.

With the All Access Pass add-on, you can take as many SIE classes throughout your training as you need. View Class Schedule

VIRTUAL
Group Onboarding Call
A 60-minute virtual call where students meet the team, explore the Training Center, and learn how to get started quickly.
VIRTUAL
Review Sessions
In ongoing 60-minute, live Q&A sessions, Knopman Marks instructors dive deep into questions on the most difficult concepts. You can participate in real time and engage in interactive polling.
VIRTUAL
Traditional Faculty-Led Classes
A live-streamed, faculty-led delivery of the Knopman Marks lectures, covering the most frequently tested and difficult concepts you're likely to find on the exam.
VIRTUAL
Blended Classes
A scheduled course that blends the on-demand recorded lectures from the Training Center with faculty-led coaching and review sessions.
Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress.

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Dave
Instructor
Bailey
Client Success Captain
Michael
Onboarding Specialist
James
Data Lead
CURRICULUM
Series 7 Top-Off Course Curriculum
Lesson 1
Introduction & Account Types
Lesson 2
Suitability
Lesson 3
Equities
Lesson 4
Debt Securities
Lesson 5
Corporate Debt Securities
Lesson 6
Municipal Debt Securities
Lesson 7
Treasury Securities
Lesson 8
Investment Companies
Lesson 9
Insurance Products
Lesson 10
Options
Lesson 11
Other Managed Products
Lesson 12
Other Products CMO
Lesson 13
Portfolio Analysis
Lesson 14
Risks Disclosures
Lesson 15
Handling Customer Accounts
Lesson 16
Order Types and Customer Accounts
Lesson 17
Processing Orders
Lesson 18
Complaint Resolution
Lesson 19
Communications with the Public
Lesson 20
New Issues, Exemptions, & Wrap-Up
Collapse Curriculum
View Full Curriculum
Exam Details
About the Series 7 Top-Off Exam
Exam Format
125 graded multiple-choice + 10 experimental, ungraded questions
Duration
3 hours and 45 minutes
Passing Score
72%
Prerequisite(s)/Corequisite(s)
Recommended Study Time
75 to 100 hours
TRUSTED BY STUDENTS & FIRMS WORLDWIDE
Kaitlyn
”I just wanted to take a moment to let you all know that I PASSED THE SERIES 7!!!! I couldn’t have done it without the amazing support system of my instructors, and for following Knopman the entire way, and as we all say now, “Trust the Process”! Thank you for everything!”
Show More Testimonials
Series 7 Top-Off FAQ
Can I take the exam even though I am not sponsored?

You must be sponsored by a FINRA member firm in order to take the Series 7. Learn more about sponsorship and consider the SIE exam if you aren't sponsored.

How do I enroll in a live Series 7 class?

Add All Access Pass to your course and you can enroll in any of our Series 7 live (in-person or virtual) courses through your Training Center, along with an onboarding call and review sessions. With the All Access Pass, you have unlimited access to our instructor-led sessions.

How many questions should I complete on the Practice Exams before I take the exam?

You should plan on completing about 1,000 practice questions online prior to taking the exam in addition to the benchmark and diagnostic exams. If your scores are not within passing range at that point, you may need to complete more questions. For best results, be sure to use unused questions when building your exams so that you continue to get exposure to new applications of the concepts.

Are the slides and material covered in the All Access Pass classes different from what’s covered in the video lectures?

The live-class slides are the same slides shown in the videos, representing the best distillation of the content we offer. The advantage of the recordings is that you can watch them on your own schedule, and you can speed up or replay material. The advantage of having an instructor deliver the information life is the student-teacher connection that offers the most nuanced test insights, including real-world examples, performance-enhancing tips, questions from other students, and even jokes.

What is the usual study time for the Series 7 exam?

Assuming you are working full time while preparing for the examination, you should allow yourself two to three weeks to read through the materia and another 3 to 4 weeks to review the video lectures, attend live sessions and complete practice exams.  The total study time is typically five to seven weeks while working full-time.

How does the difficulty of your practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

Our questions are designed to be a bit more challenging than most of the questions you’ll see on the exam. You should be scoring high 60s/low 70s online before taking the exam.  The diagnostic exams and benchmark exam are the same level of difficulty as the actual exam, so any passing score on those exams is good.

Should I expect to use the full time allotted on the Series 7 exam?

Most students are able to finish the exam within the allotted time, without being rushed.

Show All FAQ Hide FAQ
Enroll
Item/s in cart
Subtotal
$0
Purchasing multiple exams?
Bundle & save!