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Series 66 Exam Prep & Study Materials
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Want to walk into your Series 66 Exam with confidence?
We’ve got you covered.

The Series 66 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7.

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Data-driven predictive benchmark exams
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry
Series 66 Exam Prep Course
$375
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Series 66 Live Training
+$225

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Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
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92% of candidates who pass our Series 66 benchmark exam on the first try pass the actual exam.
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86% of candidates who average between 65% - 70% on their first 500 Series 66 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
Textbook/Ebook
Digital Flashcards
iOS Mobile App to study offline
Downloadable Supplements
14+ Video Lectures
Benchmark & Practice Exams
Access to Training Center
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
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CURRICULUM
Series 66 Course Curriculum
Lesson 1
Introduction
Lesson 2
Registration of Persons
Lesson 3
Registration of Securities
Lesson 4
The Administrator
Lesson 5
Ethics and Communicating with Customers
Lesson 6
State Law Review
Lesson 7
Investment Advisers (Advanced Content) and Federal Securities Law
Lesson 8
Investment Vehicles
Lesson 9
Economic Factors and Business Information
Lesson 10
Client Accounts, Recommendations, and Investment Strategies
Lesson 11
Taxation
Lesson 12
Trading Securities, Margin, and Investment Performance
Lesson 13
Annuities
Lesson 14
Tax-Advantaged Accounts - Retirement and Education
Lesson 15
Series 65 and 66 Wrap-Up
Lesson 16
Series 66 Flashcards (All Topics & Individual Lessons)
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Exam Details
About the Series 66 Exam
Exam Format
100 graded multiple-choice + 10 experimental, ungraded questions
Duration
2 hours and 30 minutes
Passing Score
73%
Prerequisite(s)/Corequisite(s)
Recommended Study Time
80 to 100 hours
TRUSTED BY STUDENTS & FIRMS WORLDWIDE
Adil
”I’ve passed all SIE, Series 7 and Series 66 exams all thanks to the Knopman Marks training program. Give my thanks to all the team and faculty, you’ve all been very supportive, helpful, reliable and friendly throughout the process. Being completely new to the industry with no prior knowledge, I relied completely and solely on Knopman Marks materials and I still can’t believe I passed all three exams on their first attempt.”
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Series 66 FAQ
Can I take the Series 66 class even though I am not sponsored?

You are not required to have a sponsor to take the Series 66 Exam.

How does the difficulty of your Series 66 practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

The questions on the practice exams are slightly easier than the actual Series 66 Exam, so you should be scoring in the low 80s on the practice exams before taking the examination.

How many questions should I complete on the Series 66 practice exams before I take the exam?

You should plan on completing between 1,500 and 2,000 practice questions online prior to taking the exam.  If your scores are not within passing range at that point, you may need to complete more questions.

How soon after the Series 66 class should I take my exam?

If you come to class having read the material and completed at least 1,000 practice questions you should give yourself about one week to complete additional practice exams after the conclusion of the program before taking the Series 66 Examination.  If you have not read the material before coming to class you will need more time after class ends.

Should I expect to use the full time allotted on the Series 66 Exam?

Most students are able to finish the exam within the allotted time.

Should I read the Series 66 book before class?

Though it is not required to read the textbook before coming to class, doing so will make the class more beneficial and worthwhile. If you have not read the material prior to class you will still get value from class, but should plan to spend more time following class to fully prepare for your exam.

What is the usual study time for this exam for the typical Series 66 student?

Assuming you are working full time while preparing for the examination, you should allow yourself two to three weeks to read through the material and another two to three weeks to complete practice exams. You should attend the live class, watch the online lectures or receive private instruction one to two weeks prior to the Series 66 Examination. The total study time is typically four to six weeks.

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