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Series 66 Exam Prep & Study Materials
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Want to walk into your Series 66 Exam with confidence?
We’ve got you covered.

The Series 66 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7.

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Series 66 Exam Prep Course
Series 66 All Access Pass

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Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
92% of candidates who pass our Series 66 benchmark exam on the first try pass the actual exam.
86% of candidates who average between 65% - 70% on their first 500 Series 66 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
19+ Hours of Video Lectures
Access to our Training Center
Benchmark Exam
Digital Flashcards
Textbook/Ebook (Kaplan)
Downloadable Supplements
iOS Mobile App to study offline
Online Question Bank (Kaplan)
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
Get even more instruction with the All Access Pass.

With this add-on, you can take as many in-person or virtual classes as you need throughout your training. View Class Schedule

Group Onboarding Call
A 60-minute virtual call where students meet the team, explore the Training Center, and learn how to get started quickly.
Review Sessions
In ongoing 60-minute, live Q&A sessions, Knopman Marks instructors dive deep into questions on the most difficult concepts. You can participate in real time and engage in interactive polling.
Traditional Faculty-Led Classes
A live-streamed, faculty-led delivery of the Knopman Marks lectures, covering the most frequently tested and difficult concepts you're likely to find on the exam.
Blended Classes
A scheduled course that blends the on-demand recorded lectures from the Training Center with faculty-led coaching and review sessions.
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Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress.

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

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Series 66 Course Curriculum
Lesson 1
Series 66 Flashcards (All Topics & Individual Lessons)
Lesson 2
1.) Introduction
Lesson 3
2.) Registration of Persons
Lesson 4
3.) Registration of Securities
Lesson 5
4.) The Administrator
Lesson 6
5.) Communication with Customers and Prospects
Lesson 7
6.) Ethical Practices and Fiduciary Obligations
Lesson 8
7.) State Law Review
Lesson 9
8.) Investment Advisers (Advanced Content)
Lesson 10
9.) Federal Securities Law
Lesson 11
10.) Analytical Methods
Lesson 12
11.) Types of Investment Risks
Lesson 13
12.) Types and Characteristics of Equity Securities Including Methods Used to Determine Their Value
Lesson 14
13.) Types and Characteristics of Fixed Income (Debt) Securities and Methods Used to Determine Their Value
Lesson 15
14.) Types and Characteristics of Pooled Investments
Lesson 16
15.) Insurance-based Products
Lesson 17
16.) Types and Characteristics of Derivative Securities
Lesson 18
17.) Alternative Investments and Other Assets
Lesson 19
18.) Type of Client
Lesson 20
19.) Portfolio Management Styles, Strategies, and Techniques
Lesson 21
20.) Tax Considerations
Lesson 22
21.) Trading Securities
Lesson 23
22.) Portfolio Performance Measures
Lesson 24
23.) Retirement Plans and Special Types of Accounts
Lesson 25
24.) Series 65 and 66 Wrap-Up
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Exam Details
About the Series 66 Exam
Exam Format
100 graded multiple-choice + 10 experimental, ungraded questions
2 hours and 30 minutes
Passing Score
Recommended Study Time
80 to 100 hours
”I’ve passed all SIE, Series 7 and Series 66 exams all thanks to the Knopman Marks training program. Give my thanks to all the team and faculty, you’ve all been very supportive, helpful, reliable and friendly throughout the process. Being completely new to the industry with no prior knowledge, I relied completely and solely on Knopman Marks materials and I still can’t believe I passed all three exams on their first attempt.”
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Series 66 FAQ
Can I take the Series 66 class even though I am not sponsored?

You are not required to have a sponsor to take the Series 66 Exam.

How does the difficulty of your Series 66 practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

The questions on the practice exams are slightly easier than the actual Series 66 Exam, so you should be scoring in the low 80s on the practice exams before taking the examination.

Is All Access Pass (AAP) the only way I can get live training?

Yes. The AAP is the only way our students can attend live (or live-streamed) training and review sessions, with more expert instruction, guidance, coaching, and support through the most heavily tested and difficult concepts.

Are the slides and material covered in the All Access Pass classes different from what’s covered in the video lectures?

The live-class slides are the same slides shown in the videos, representing the best distillation of the content we offer. The advantage of the recordings is that you can watch them on your own schedule, and you can speed up or replay material. The advantage of having an instructor deliver the information life is the student-teacher connection that offers the most nuanced test insights, including real-world examples, performance-enhancing tips, questions from other students, and even jokes.

How many questions should I complete on the Series 66 practice exams before I take the exam?

You should plan on completing between 1,500 and 2,000 practice questions online prior to taking the exam.  If your scores are not within passing range at that point, you may need to complete more questions.

How soon after the Series 66 class should I take my exam?

If you come to class having read the material and completed at least 1,000 practice questions you should give yourself about one week to complete additional practice exams after the conclusion of the program before taking the Series 66 Examination.  If you have not read the material before coming to class you will need more time after class ends.

Should I expect to use the full time allotted on the Series 66 Exam?

Most students are able to finish the exam within the allotted time.

Should I read the Series 66 book before class?

Though it is not required to read the textbook before coming to class, doing so will make the class more beneficial and worthwhile. If you have not read the material prior to class you will still get value from class, but should plan to spend more time following class to fully prepare for your exam.

What is the usual study time for this exam for the typical Series 66 student?

Assuming you are working full time while preparing for the examination, you should allow yourself two to three weeks to read through the material and another two to three weeks to complete practice exams. You should attend the live class, watch the online lectures or receive private instruction one to two weeks prior to the Series 66 Examination. The total study time is typically four to six weeks.

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