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Series 66 Exam Prep
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Want to walk into your Series 66 Exam with confidence?
We’ve got you covered.

The Series 66 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7.

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Pass Rate
Data-driven predictive benchmark exams
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry
Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
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92% of candidates who pass our Series 66 benchmark exam on the first try pass the actual exam.
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86% of candidates who average between 65% - 70% on their first 500 Series 66 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
19+ Hours of Video Lectures
Access to our Training Center
Benchmark Exam
Digital Flashcards
Textbook & Ebook (Kaplan)
Downloadable Supplements
iOS Mobile App to study offline
Online Question Bank (Kaplan)
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
UPGRADE YOUR COURSE
Get even more instruction with the All Access Pass.

With this add-on, you can take as many Series 66 live classes as you need throughout your training. View Class Schedule

VIRTUAL
Group Onboarding Call
A 60-minute virtual call where students meet the team, explore the Training Center, and learn how to get started quickly.
VIRTUAL
Review Sessions
In ongoing 60-minute, live Q&A sessions, Knopman Marks instructors dive deep into questions on the most difficult concepts. You can participate in real time and engage in interactive polling.
VIRTUAL
Traditional Faculty-Led Classes
A live-streamed, faculty-led delivery of the Knopman Marks lectures, covering the most frequently tested and difficult concepts you're likely to find on the exam.
VIRTUAL
Blended Classes
A scheduled course that blends the on-demand recorded lectures from the Training Center with faculty-led coaching and review sessions.
Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress.

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Dave
Instructor
Bailey
Client Success Captain
Michael
Onboarding Specialist
James
Data Lead
CURRICULUM
Series 66 Course Curriculum
Lesson 1
Introduction and Definitions (April 2022)
Lesson 2
Broker Dealers and Agents (April 2022)
Lesson 3
Investment Advisory Firms and Reps (April 2022)
Lesson 4
Security Registration (April 2022)
Lesson 5
Remedies and Administrative Provisions (April 2022)
Lesson 6
Communication with Clients and Prospects (April 2022)
Lesson 7
Ethical Practices and Fiduciary Obligations (April 2022)
Lesson 8
Customer Protections (April 2022)
Lesson 9
State Law Review
Lesson 10
Investment Advisers (Advanced Content)
Lesson 11
Federal Securities Law
Lesson 12
Analytical Methods
Lesson 13
Types of Investment Risks
Lesson 14
Types and Characteristics of Equity Securities Including Methods Used to Determine Their Value
Lesson 15
Types and Characteristics of Fixed Income (Debt) Securities and Methods Used to Determine Their Value
Lesson 16
Types and Characteristics of Pooled Investments
Lesson 17
Insurance-based Products
Lesson 18
Types and Characteristics of Derivative Securities
Lesson 19
Alternative Investments and Other Assets
Lesson 20
Type of Client
Lesson 21
Portfolio Management Styles, Strategies, and Techniques
Lesson 22
Tax Considerations
Lesson 23
Trading Securities
Lesson 24
Portfolio Performance Measures
Lesson 25
Retirement Plans and Special Types of Accounts
Lesson 26
Series 65 and 66 Wrap-Up
Lesson 27
S66 Flashcards (iOS App Access ONLY; Browser access via tab above)
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Exam Details
About the Series 66 Exam
Exam Format
100 graded multiple-choice + 10 experimental, ungraded questions
Duration
2 hours and 30 minutes
Passing Score
73%
Prerequisite(s)/Corequisite(s)
Recommended Study Time
80 to 100 hours
TRUSTED BY STUDENTS & FIRMS WORLDWIDE
Adil
”I’ve passed all SIE, Series 7 and Series 66 exams all thanks to the Knopman Marks training program. Give my thanks to all the team and faculty, you’ve all been very supportive, helpful, reliable and friendly throughout the process. Being completely new to the industry with no prior knowledge, I relied completely and solely on Knopman Marks materials and I still can’t believe I passed all three exams on their first attempt.”
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Series 66 FAQ
Can I take the Series 66 Exam even though I am not sponsored?

Yes. You are not required to have a sponsor to take the Series 66 Exam.

How do I enroll in a live Series 66 class?

The questions on the practice exams are slightly easier than the actual Series 66 Exam, so you should be scoring in the low 80s on the practice exams before taking the examination.

Is All Access Pass (AAP) the only way I can get live training?

Add All Access Pass to your course and you can enroll in any of our Series 66 live (in-person or virtual) courses through your Training Center, along with an onboarding call and review sessions. With the All Access Pass, you have unlimited access to our instructor-led sessions.

How many questions should I complete on the Series 66 practice exams before I take the exam?

You should plan on completing between 1,500 and 2,000 practice questions online prior to taking the exam.  If your scores are not within passing range at that point, you may need to complete more questions.

What is the usual study time for the Series 66?

Assuming you are working full-time while preparing for the examination, you should allow yourself 4-8 weeks or 80-100 hours to read through the material and complete practice exams. 

How does the difficulty of your Series 66 practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

The questions on the practice exams are slightly easier than the actual Series 66 Exam, so you should be scoring in the low 80s on the practice exams before taking the examination.

Should I expect to use the full time allotted on the Series 66 Exam?

Most students are able to finish the exam within the allotted time.

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