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Series 66: Uniform Combined State Law Exam Training
All Courses
Want to walk into your Series 66 Exam with confidence?
We’ve got you covered.

The Series 66 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7.

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Pass Rate
Data-driven predictive benchmark exams
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry.
KM Series 66 Exam Prep Course
$
395
Enroll
ADD-ON: Series 66 All Access Pass
+$
225

Includes our instructor-led live classes, review sessions, and spiral-bound workbook. Learn More

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See All-Access Pass Class Schedule Taking multiple classes? Bundle and save!
Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
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92% of candidates who pass our Series 66 benchmark exam on the first try pass the actual exam.
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86% of candidates who average between 65% - 70% on their first 500 Series 66 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
19+ Hours of Video Lectures
Access to our Training Center
Benchmark Exam
Digital Flashcards
Textbook & Ebook
Downloadable Supplements
iOS Mobile App to study offline
Online Question Bank
Client Experience Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
ADD-ON TO YOUR SERIES 66 COURSE
Drive your performance! Join our live sessions.

With the All Access Pass add-on, we help you stay on track. Interactive review sessions ensure you master the most heavily tested content. Our 2-3 day live classes cover everything you need to know. View Class Schedule

VIRTUAL
Traditional Faculty-Led Classes
Live-streamed, faculty-led lectures, covering the most frequently tested and difficult concepts you're likely to find on the exam. These cover the same content as the recorded video lessons.
VIRTUAL
Blended Classes
A scheduled course that blends the on-demand recorded lectures from the Training Center with faculty-led coaching and review sessions.
VIRTUAL
Review Sessions
In 60-minute, live Q&A sessions, our instructors do a deep dive into questions on the most difficult concepts. Engage in interactive polling.
RESOURCE
Spiral-Bound Workbook
Facilitate your review process by taking notes on our printed workbook containing the class slides and Key Concepts.
Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress.

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Dave
Instructor
Bailey
Client Experience Manager
Michael
Onboarding Specialist
James
Data Lead
CURRICULUM
KM Series 66 Course Curriculum
Lesson 1
Introduction & Unit 1: Regulation of Broker-Dealers and Agents
Lesson 2
Unit 2: Regulation of Investment Advisers and Investment Adviser Representatives
Lesson 3
Unit 3: Regulation of Securities and Issuers
Lesson 4
Unit 4: USA Remedies and Administrative Provisions
Lesson 5
Unit 5: Communications with Customers and Prospects
Lesson 6
Unit 6: Ethical Practices and Obligations
Lesson 7
Unit 7: Investment Adviser Disclosure Requirements and Customer Protection
Lesson 8
Unit 8: Equity Securities Concepts
Lesson 9
Unit 9: Debt Securities Concepts
Lesson 10
Unit 10: Pooled Products
Lesson 11
Unit 11: Derivative Securities
Lesson 12
Unit 12: Insurance Products
Lesson 13
Unit 13: Alternative Investments and DPPs
Lesson 14
Unit 14: Basics of Economics
Lesson 15
Unit 15: Basics of Financial Markets
Lesson 16
Unit 16: Basics of Financial Reporting and Investment Valuation
Lesson 17
Unit 17: Client Profiles, Objectives, and Risk Tolerance
Lesson 18
Unit 18: Special Types of Client Accounts and Tax Features
Lesson 19
Unit 19: Tax Considerations and Tax Planning Tools
Lesson 20
Unit 20: Capital Market Theory
Lesson 21
Unit 21:Portfolio Management Strategies
Lesson 22
Unit 22: Portfolio Performance Measures
Lesson 23
S66 Flashcards (iOS App Access ONLY; Browser access via tab above)
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Exam Details
About the Series 66 Exam
Exam Format
100 graded multiple-choice + 10 experimental, ungraded questions
Duration
2 hours and 30 minutes
Passing Score
73%
Prerequisite(s)/Corequisite(s)
Recommended Study Time
80 to 100 hours
TRUSTED BY STUDENTS & FIRMS WORLDWIDE
Adil
”I’ve passed all SIE, Series 7, and Series 66 exams all thanks to the Knopman Marks training program. Give my thanks to all the team and faculty, you’ve all been very supportive, helpful, reliable, and friendly throughout the process. Being completely new to the industry with no prior knowledge, I relied completely and solely on Knopman Marks materials and I still can’t believe I passed all three exams on their first attempt.”
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Series 66 FAQ
Can I take the Series 66 Exam even though I am not sponsored?

Yes. You are not required to have a sponsor to take the Series 66 Exam.

How do I enroll in a live Series 66 class?

The questions on the practice exams are slightly easier than the actual Series 66 Exam, so you should be scoring in the low 80s on the practice exams before taking the examination.

Is All-Access Pass (AAP) the only way I can get live training?

Add All Access Pass to your course and you can enroll in any of our Series 66 live (virtual) courses through your Training Center, along with an onboarding call and review sessions. With the All Access Pass, you have unlimited access to our instructor-led sessions.

How many questions should I complete on the Series 66 practice exams before I take the exam?

You should plan on completing between 1,500 and 2,000 practice questions online prior to taking the exam.  If your scores are not within passing range at that point, you may need to complete more questions.

What is the usual study time for the Series 66?

Assuming you are working full-time while preparing for the examination, you should allow yourself 4-8 weeks or 80-100 hours to read through the material and complete practice exams. 

How does the difficulty of your Series 66 practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

The questions on the practice exams are slightly easier than the actual Series 66 Exam, so you should be scoring in the low 80s on the practice exams before taking the examination.

Should I expect to use the full time allotted on the Series 66 Exam?

Most students are able to finish the exam within the allotted time.

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BONUS: We're adding our new Study Essentials course to your purchase ($75 added value). Find it in your Training Center after check-out.

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