Classes you can count on,
instructors you can trust
This course has live
training available.
Take as many in-person or
virtual classes as you need throughout your training. The next class begins
on November 23.
Classes you can count on,
instructors you can trust
FINRA Series 57 Top-Off Exam Prep & Study Materials
All classes will be remote (held online and live-streamed) through June. LEARN MORE
Study with confidence! Prepare for the FINRA Series 57 Top-Off Exam today with our comprehensive prep course. With classes you can count on and instructors you can trust, we're here to help you get your license on your first attempt. Continue your path to become a Securities Trader today with Knopman Marks' study materials and exam prep!
Our Current Pass Rate is 95%
Course Includes:
- Textbook (Physical & Electronic Versions)
- Online & Printable Practice Exams
- 4+ hours of Video Lectures (8 Lessons)
- Mobile App for offline training (iPhone & iPad)
- Downloadable Class Supplements
- Benchmark Exam
- Personal Instructor Support
New Series 57 Curriculum:
| Lesson 1 | The Nasdaq Stock Market |
| Lesson 2 | Over-the-Counter (OTC) Equities |
| Lesson 3 | Regulation of Markets |
| Lesson 4 | Handling Customer Orders |
| Lesson 5 | Trade Reporting |
| Lesson 6 | New Issue Market |
| Lesson 7 | Equity Markets Securities Regulations |
| Lesson 8 | Options Contracts and Strategies |
About the Exam:
- Number of Questions: 50 graded multiple-choice + 5 ungraded questions
- Time to Complete: 1 hour and 45 minutes
- Passing Score: 70%
- Co-requisite: SIE Exam
- Recommended Study Time: 40 to 50 hours
Content Outline:
"Class was great. Dave made everyone feel comfortable, kept the course on track and also took time to address specific questions. Material is written in a simple form, easy to understand - and explained in a way that anyone could follow."
"Thank you for your help!! Really appreciate it! The Knopman program was crucial in helping me pass. Will definitely give this feedback to ourlearning and development team."
"I’d just like to shout out and give praise to Knopman Marks. To say it succinctly, the Knopman Marks program just plain works. If you follow their guidance, you will pass your exams."
"I have only positive things to say about the Knopman system – the QBank and the in class sessions are extremely helpful and worthwhile. I took the 7, 63, and 57 with Knopman and felt confident for all of them. I would stick to your winning formula!"
On the morning of your 57 top-off exam, plan on arriving at the testing center at least 30 minutes prior to your scheduled start time. You should bring with you government issued identification (e.g. driver's license or passport). Make sure the last name on your I.D. is the same as your last name on your registration form with your firm. Also make sure you don't bring expired I.D. You will be required to leave all your personal articles in a locker outside the testing room. The testing center will provide you with a scratch pad, a pen or marker, and a basic four function calculator. You are not permitted to bring anything else into the actual testing room.
The exam is administered via the FINRA PROCTOR system at Prometric testing centers.
We don’t handle the scheduling of the actual exam – that typically happens through your compliance dept. The cost is dependent on the testing center you book with. When you are ready to schedule it you can contact Prometric Testing: 1-800-578-6273 or http://www.prometric.com/FINRA
