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Series 57 Top-Off: Securities Trader Representative Exam Training

Prepare for the new Series 57 Top-Off Exam with Knopman Marks’ industry-leading training package. Changes to the Series 57 Exam made in 2018 with the rollout of the SIE Exam are reflected in all course materials. Our package includes comprehensive study materials and the ability to ask questions day and night, evenings and weekends. Study with confidence and walk into your exam equipped with the knowledge you need to pass the first time around.

Our Current Pass Rate is 95%

Course Includes:

  • Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 4 hours of Video Lectures (8 Lessons)
  • Mobile App for offline training (iPhone & iPad)
  • Downloadable Class Supplements
  • Benchmark Exam
  • Personal Instructor Support

New Series 57 Curriculum:

Lesson 1  The Nasdaq Stock Market
Lesson 2  Over-the-Counter (OTC) Equities
Lesson 3  Regulation of Markets
Lesson 4  Handling Customer Orders
Lesson 5  Trade Reporting
Lesson 6  New Issue Market
Lesson 7  Equity Markets Securities Regulations
Lesson 8  Options Contracts and Strategies

About the Exam:

  • Number of Questions: 50 graded multiple-choice + 5 ungraded questions
  • Time to Complete: 1 hour and 45 minutes
  • Passing Score: 70%
  • Co-requisite: SIE Exam
  • Recommended Study Time: 40 to 50 hours

Content Outline:

View the Series 57 Content Outline