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FINRA Series 57 Top-Off Exam Prep & Study Materials

Study with confidence! Prepare for the FINRA Series 57 Top-Off Exam today with our comprehensive prep course. With classes you can count on and instructors you can trust, we're here to help you get your license on your first attempt. Continue your path to become a Securities Trader today with Knopman Marks' study materials and exam prep!

Our Current Pass Rate is 95%

Course Includes:

  • Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 4+ hours of Video Lectures (8 Lessons)
  • Mobile App for offline training (iPhone & iPad)
  • Downloadable Class Supplements
  • Benchmark Exam
  • Personal Instructor Support

New Series 57 Curriculum:

Lesson 1  The Nasdaq Stock Market
Lesson 2  Over-the-Counter (OTC) Equities
Lesson 3  Regulation of Markets
Lesson 4  Handling Customer Orders
Lesson 5  Trade Reporting
Lesson 6  New Issue Market
Lesson 7  Equity Markets Securities Regulations
Lesson 8  Options Contracts and Strategies

About the Exam:

  • Number of Questions: 50 graded multiple-choice + 5 ungraded questions
  • Time to Complete: 1 hour and 45 minutes
  • Passing Score: 70%
  • Co-requisite: SIE Exam
  • Recommended Study Time: 40 to 50 hours

Content Outline:

View the Series 57 Content Outline


"Class was great. Dave made everyone feel comfortable, kept the course on track and also took time to address specific questions. Material is written in a simple form, easy to understand - and explained in a way that anyone could follow."


"Thank you for your help!! Really appreciate it! The Knopman program was crucial in helping me pass. Will definitely give this feedback to ourlearning and development team."


"I’d just like to shout out and give praise to Knopman Marks.  To say it succinctly, the Knopman Marks program just plain works.  If you follow their guidance, you will pass your exams."


"I have only positive things to say about the Knopman system – the QBank and the in class sessions are extremely helpful and worthwhile. I took the 7, 63, and 57 with Knopman and felt confident for all of them. I would stick to your winning formula!"