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FINRA Series 57 Top-Off Exam Prep & Study Materials
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Want to walk into your Series 57 Exam with confidence?
We’ve got you covered.

Study with confidence! Prepare for the FINRA Series 57 Top-Off Exam today with our comprehensive prep course. With classes you can count on and instructors you can trust, we're here to help you get your license on your first attempt. Continue your path to become a securities trader today with Knopman Marks' study materials and exam prep!

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Pass Rate
Data-driven predictive benchmark exams
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry
Series 57 Top-Off Exam Prep Course
$
300
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Series 57 Live Training
+$
225

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Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
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94% of candidates who pass our Series 57 benchmark exam on the first try pass the actual exam.
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86% of candidates who average between 65% - 70% on their first 500 Series 57 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
4+ Hours of Video Lectures
Access to our Training Center
Benchmark and Diagnostic Exams
Digital Flashcards
Textbook & Ebook
Downloadable Supplements
iOS Mobile App to Study Offline
Online Question Bank
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
UPGRADE YOUR COURSE
Get even more instruction with Live Training.

With this add-on, you can take as many in-person or virtual classes as you need throughout your training. View Class Schedule

Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused, track your progress, and sign up for Live Training if offered. 

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Dave
Instructor
Bailey
Client Success Captain
Michael
Onboarding Specialist
James
Data Lead
CURRICULUM
Series 57 Top-Off Course Curriculum
Lesson 1
Intro & The Nasdaq Stock Market
Lesson 2
Over-the-counter (OTC) Equities
Lesson 3
Regulation of Markets
Lesson 4
Handling Customers Orders
Lesson 5
Trade Reporting
Lesson 6
New-issue Market
Lesson 7
Equity Markets Securities Regulations
Lesson 8
Options, Contracts and Strategies
Lesson 9
Wrap Up
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Exam Details
About the Series 57 Top-Off Exam
Exam Format
50 graded multiple-choice + 5 experimental, ungraded questions
Duration
1 hour and 45 minutes
Passing Score
70%
Prerequisite(s)/Corequisite(s)
Recommended Study Time
40 to 50 hours
TRUSTED BY STUDENTS & FIRMS WORLDWIDE
Tom
”I’d just like to shout out and give praise to Knopman Marks. To say it succinctly, the Knopman Marks program just plain works. If you follow their guidance, you will pass your exams.”
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Series 57 Top-Off FAQ
Can I take the exam even though I am not sponsored?

You must be sponsored by a FINRA member firm in order to take the Series 57. Learn more about sponsorship and consider the SIE exam if you aren't sponsored.

How do I enroll in a live Series 57 class?

Add Live Training to your course and you can enroll in any of our Series 57 live (in-person or virtual) courses through your Training Center.

How many questions should I complete on the Series 57 Practice Exams before I take the exam?

We highly recommend you complete at least 750 practice questions plus the Series 57 Benchmark exam before you test.  It’s good to average 75%+ before your exam date.

What is the usual study time for the Series 57 Top-Off?

Assuming you are working full time while preparing for the examination, you should allow yourself 50 hours or three to five weeks to read through the material and complete practice exams. 

Should I expect to use the full time allotted on the Series 57 Exam?

Most students are able to finish the exam within the allotted time without being rushed.

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