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FINRA Series 24 Exam Prep & Study Materials
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Want to walk into your exam with confidence?
We’ve got you covered.

The Series 24 Exam is required by FINRA for individuals who will engage in supervisory management of general securities broker-dealers.

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Series 24 Exam Prep Course
Series 24 Live Training

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Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice
tests can accurately predict your readiness level and
your likeliness of passing the actual exam
97% of candidates who pass our benchmark exam on the first try pass the actual exam.
99% of candidates who average between 65% - 70% on their first 500 practice questions pass the actual exam on the first try.
What’s Included
Our comprehensive course includes everything you
need to study:
Digital Flashcards
Mobile App to study offline
Downloadable Supplements
Video Lectures
Benchmark & Practice Exams
Access to Training Center
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
Get even more instruction with Live Training.

With this add-on, you can take as many in-person or virtual classes as you need throughout your training. View Class Schedule

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Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused, track your progress, and sign up Live Training if offered. 

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Series 24 Course Curriculum
Lesson 1
Intro and Supervision of Registration of the Broker-Dealer
Lesson 2
Supervision of General Broker-Dealer Activities
Lesson 3
Supervision of Retail and Institutional Customer-Related Activities
Lesson 4
Supervision of Trading and Market Making
Lesson 5
Supervision of Investment Banking and Research
Lesson 6
Wrap Up & Instructor-Led Q&A
Lesson 7
Series 24 Flashcards (All Topics & Individual Lessons)
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”I just took the Series 24 Exam and wanted to say that the Knopman Marks Financial Training services were absolutely essential in my passing. I believe they not only provide a high quality product in their manual, on-line classes, and practice exams, but also take it a step further with personalized training and follow-up. I commend Deutsche Bank in using Knopman as its exam-preparation provider and hope it continues to do so going forward.”
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Series 24 FAQ
How many questions should I complete on the Series 24 Practice Exams before I take the exam?

We recommend that you do 1,000 practice questions in the online Qbank, plus complete the diagnostic final exams.

Should I expect to use the full time allotted on the Series 24 Exam?

Most students are able to finish the exam within the alloted time, without being rushed.

Should I read the Series 24 book before class?

Though it is not mandatory to read the material before coming to class, doing so will enable you to reinforce the concepts discussed in the book.  If you have not read the material prior to class you will need more time after class to prepare before you take the examination.

What is the usual study time for the Series 24 Exam?

Assuming you are working full time while preparing for the examination, you should allow yourself two to three weeks to read through the material and another two to three weeks to complete practice exams.  You should attend the live class, watch the online KIT or receive private instruction one to two weeks prior to the examination.   The total study time is typically four to six weeks.

How does the difficulty of your Series 24 practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

The Practice Exams questions are about the same level of difficulty as the actual exam, so you should shoot for scores in the mid to high 70s online.  The questions on the actual exam are likely to be more scenario based than the practice questions.  As such, it is essential that you review concepts in the book while answering practice questions rather than merely reading the rationale.  If you only read the rationales you may feel unprepared to answer the more nuanced questions you are likely to see on the examination.

How long after the class should I plan to take the Series 24 Exam?

If you come to class having read the material you should give yourself about one week to complete practice exams after the conclusion of the program before taking the examination.  If you have not read the material before coming to class you will need more time after class ends.

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