Real-Time SIE Performance Coaching

To help you stay motivated, productive, and engaged as you prepare for the Securities Industry Essentials (SIE) Exam, Knopman Marks is offering free, live-streaming weekly review sessions.

The interactive classes allow participants to suggest topics for review, ask questions, and get answers in real time. Dave Meshkov, managing director at Knopman Marks, makes the sessions lively, informative, and entertaining. To keep students engaged and gauge how well they’re mastering the material, Meshkov launches frequent polls for students and also invites them to send their questions via the chat throughout the class.

“I know it’s a tough time right now to be preparing for these exams,” Meshkov acknowledges. Though it’s unclear when Prometric will re-open all test centers, Meshkov reminds students that a lot is within their control when it comes to investing time and energy into their SIE test prep.

“You can control how much you prepare so you are ready to take the test when you’re able to do so,” Meshkov says. “We can take this opportunity to learn and study this material to better ourselves.”

Be SIE Exam-Ready

Studying for the SIE Exam as a group connects students who are sheltering in place at home to a vast community that’s in this together. Meshkov starts review sessions with brief breathing exercises to help students enter a calm and receptive state.

“These breathing exercises help you get centered so you have better recollection of what we cover,” Meshkov explains. “The information will be more available to you as you drill and study.”

Register for Free SIE Exam Review Sessions 

Anyone can register for live-streaming SIE review sessions through June HERE. Students who miss a class can access links to recorded review sessions along with the notes created during the class. See the table below.

Date of ReviewVideo RecordingReview DocumentTopic Covered (min.)
04-01-2020Video Link
Working Doc Link
Econ & analysis (5-30)
Bonds (30-55)
Annuities (55-60)
04-08-2020Video Link
Working Doc Link
Options (full session)
04-15-2020Video Link
Working Doc LinkBonds (full session)
04-23-2020Video Link
Working Doc LinkMargin (30 min.) & Account Types and Retirement Plans (30 min.)
04-30-2020Video Link
Working Doc LinkInvestment Companies (full session)
05-07-2020Video Link
Working Doc LinkSecondary Market Trading (full session)
05-14-2020Video Link
Working Doc LinkFINRA Registration & Business Conduct (full session)
05-21-2020Video Link
Working Doc LinkSuitability (full session)
05-28-2020Video Link
Working Doc LinkOther Managed Products and Econ (full session)
06-04-2020Video Link
Working Doc LinkEquities (full session)
06-11-2020Video Link
Working Doc LinkSIE concepts and topics, chapters 1 - 9 (full session)
06-18-2020Video Link
NONESIE concepts and topics, chapters 1 - 9 (full session)
06-25-2020Video Link
Working Doc LinkSIE concepts and topics, chapters 1 - 9 (full session)

Coming Soon: Series 7 and Series 24 Review Sessions

Stay tuned for registration information about free, weekly review sessions for the Series 7 Exam, launching next week, and the Series 24 Exam, launching in two weeks.

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Written by Suzanne Riss
Suzanne Riss is an author and a Digital Marketing Strategist consultant at Knopman Marks Financial Training. Previously the award-winning Editor-in-Chief of Working Mother magazine, she is a fierce advocate for issues facing working moms and an authority on work/life trends. Her expertise has been tapped in interviews by The New York Times, The Wall Street Journal, Good Morning America, the Today Show, and CNN. Suzanne is currently completing her third book, A User’s Guide to the Future of Work.