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Series 65: Uniform Investment Adviser Law Exam

The Series 65 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7.

Course Includes:

  • Series 65 Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 9+ hrs of Video Lectures 
  • Online Flashcards
  • Downloadable Class Supplements
  • Personal Instructor Support

About the Exam:

Number of Questions: 130 scored questions (plus 10 ungraded experimental questions).
Exam Structure:
1 session covering all topics. All questions are multiple choice.
Prerequisites:
None; however, a valid S7 registration is also required for registration as an investment advisor representative
Time to Complete:
150 minutes
Passing Score: 72%;
94 correct
Recommended Study Time:
80 hours

Content Outline:

http://www.nasaa.org/wp-content/uploads/2011/08/Series-65-Exam-Specification.pdf

 

Testimonials
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"Thank you for everything, your classes were great and the time you spent to answer my questions really helped me to be efficient and confident during the exams."

Aroure L.

"Knopman Financial Training will ensure that you pass the exam with a combination of highly relevant material and committed instructors. From my experience, the service they provide is unparalleled."

Peter

"The Knopman study materials were greatly beneficial and I thank them for their prompt and thorough services throughout the process."

Bradley S.
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