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Series 65: Uniform Investment Adviser Law Exam
The Series 65 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as investment advisor representatives if they have also passed the Series 7.
- Series 65 Textbook (Physical & Electronic Versions)
- Online & Printable Practice Exams
- 9+ hrs of Video Lectures
- Digital Flashcards
- Mobile App for offline training (iPhone & iPad)
- Downloadable Class Supplements
- Personal Instructor Support
About the Exam:
Number of Questions: 130 scored questions (plus 10 ungraded experimental questions).
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: None; however, a valid S7 registration is also required for registration as an investment advisor representative
Time to Complete: 150 minutes
Passing Score: 72%; 94 correct
Recommended Study Time: 80 hours
"Thank you for everything, your classes were great and the time you spent to answer my questions really helped me to be efficient and confident during the exams."
"Knopman Financial Training will ensure that you pass the exam with a combination of highly relevant material and committed instructors. From my experience, the service they provide is unparalleled."
"The Knopman study materials were greatly beneficial and I thank them for their prompt and thorough services throughout the process."
You are not required to have a sponsor to take the Series 65 Exam.
If you come to class having read the material you should give yourself about one week to complete practice exams after the conclusion of the program before taking the examination. If you have not read the material before coming to class you will need more time after class ends.
Though it is not mandatory to read the material before coming to class, doing so will enable you to reinforce the concepts discussed in the book. If you have not read the material prior to class you will need more time after class to prepare before you take the examination.
Assuming you are working full time while preparing for the examination, you should allow yourself two to three weeks to read through the material and another two to three weeks to complete practice exams. You should attend the live class, watch the online KIT or receive private instruction one to two weeks prior to the examination. The total study time is typically four to six weeks.
Most students are able to finish the exam within the alloted time, without being rushed.