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Series 63 Exam Prep & Study Materials
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Want to walk into your Series 63 Exam with confidence?
We’ve got you covered.

The Series 63 Exam is required by the North American Securities Administrators Association (NASAA) and administered by FINRA. It qualifies candidates for state registration as securities agents based on knowledge and understanding of state securities laws and regulations.

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Series 63 Exam Prep Course
Series 63 All Access Pass

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Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice tests can accurately predict your readiness level and your likeliness of passing the actual exam
99% of candidates who pass our Series 63 benchmark exam on the first try pass the actual exam.
98% Candidates who average between 65% - 70% on their first 350 Series 63 practice questions that pass the exam.
What’s Included
Our comprehensive course includes everything you
need to study:
5+ Hours of Video Lectures
Access to our Training Center
Benchmark Exam
Digital Flashcards
Textbook & Ebook (Kaplan)
Downloadable Supplements
iOS Mobile App to study offline
Online Question Bank (Kaplan)
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
Get even more instruction with the All Access Pass.

With the All Access Pass add-on, you can take as many Series 63 live classes throughout your training as you need. View Class Schedule

Group Onboarding Call
A 60-minute virtual call where students meet the team, explore the Training Center, and learn how to get started quickly.
Review Sessions
In ongoing 60-minute, live Q&A sessions, Knopman Marks instructors dive deep into questions on the most difficult concepts. You can participate in real time and engage in interactive polling.
Traditional Faculty-Led Classes
A live-streamed, faculty-led delivery of the Knopman Marks lectures, covering the most frequently tested and difficult concepts you're likely to find on the exam.
Blended Classes
A scheduled course that blends the on-demand recorded lectures from the Training Center with faculty-led coaching and review sessions.
Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused and track your progress.

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Client Success Captain
Onboarding Specialist
Data Lead
Series 63 Course Curriculum
Lesson 1
Introduction to the Series 63 Exam
Lesson 2
Registration of Persons
Lesson 3
Registration of Securities
Lesson 4
The Administrator
Lesson 5
Ethics and Communicating with Customers
Lesson 6
State Law Review
Lesson 7
Wrap up
Lesson 8
STOP STOP STOP (8th ed. textbook above / 9th ed. textbook below)
Lesson 9
Series 63 Introduction
Lesson 10
01 - Definitions Under The USA
Lesson 11
02- Regulation of Agents Under The USA
Lesson 12
03 - Regulation of Investment Advisors & Their Representatives Under The USA
Lesson 13
04 - Security Registration and Exemptions
Lesson 14
05 - Remedies & Administrative Provisions
Lesson 15
06 - Communication With Customers & Prospects
Lesson 16
07 - Ethical Practices & Obligations
Lesson 17
08 - Customer Protection & S63 Wrap-Up
Lesson 18
09 - State Law Review
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Exam Details
About the Series 63 Exam
Exam Format
60 graded multiple-choice + 5 experimental, ungraded questions
1 hour and 15 minutes
Passing Score
Recommended Study Time
20 to 25 hours
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Series 63 FAQ
Can I take the Series 63 Exam even though I am not sponsored?

Yes. You are not required to have a sponsor to take the Series 63 Exam.

How do I enroll in a live Series 63 class?

Add All Access Pass to your course and you can enroll in any of our Series 63 live (in-person or virtual) courses through your Training Center, along with an onboarding call and review sessions. With the All Access Pass, you have unlimited access to our instructor-led sessions.

How many questions should I complete on the Series 63 practice exams before I take the exam?

You should plan on completing at least 520 practice questions online, plus the benchmark exam, prior to taking the Series 63 Exam. If your scores are not within passing range at that point, you may need to complete more questions.

What is the usual study time for the Series 63 exam?

Assuming you are working full time while preparing for the examination, you should allow yourself one week to read through the material and another week to complete practice exams. The total study time is typically one to two weeks.

How does the difficulty of your practice questions compare to the difficulty of the questions I am likely to see on the actual Series 63 Exam?

The Qbank questions are slightly easier than the actual exam, so you should be scoring in the low 80s prior to taking the exam. You should score at least 75% on the benchmark exam. Also, the questions on the exam may seem more vague and wordy than the practice questions. As long as you focus on the concepts and don't second guess yourself, you will be able to answer the questions correctly on the exam.

Should I expect to use the full time allotted on the Series 63 Exam?

Most students are able to finish the exam within the allotted time but you need to watch your time closely. The amount of time allotted per question on this exam is less than on other exams.

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