Knopman Marks has been training students to perform under pressure for decades. Essentials to Thrive leverages that expertise and extends…
Update May 8, 2020: Post has been updated to reflect live-streaming virtual trainings now through June. To help minimize potential…
A highlight of the week for Liza Streiff, CEO of Knopman Marks, is Monday’s staff meeting when the team gathers…
After more than a year of mining SIE Exam performance data, we are excited to provide our partners with greater…
A new retirement savings law, the Setting Every Community Up for Retirement Enhancement Act (the SECURE Act), took effect January…
In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…
Taking and passing the Series 7 Top-Off Exam is necessary for launching many financial industry careers. Sitting for this exam…
Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…
If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
Update May 21, 2020: The COVID-19 pandemic changes some of the logistics around SIE exam registration and remote testing. See…
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