Each year, the team at Knopman Marks Financial Training chooses a different cause to support and spends a day volunteering…

A large neon sign that reads “Bring the Joy” hangs in the center of the Knopman Marks Financial Training offices,…

Risk Manager Career: Quick Facts Median Salary $97,636 plus bonuses Education/Skills Needed Bachelor’s Degree in Business, Accounting, or Mathematics MBA…

Update May 21, 2020: The COVID-19 pandemic changes some of the logistics around SIE exam registration and remote testing. See…

Investment Banking Career: Quick Facts Median Salary $243,167 Education/Skills Needed Bachelor’s Degree MBA and CFA Certification Are Recommended Presentation Skills…

The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…

Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…

In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…

Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…

Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…

An Overview of the Series 24 Exam If you are taking the Series 24 any time soon, you’ve probably heard…

As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…

If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…