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Series 10: General Securities Sales Supervisor - General Module Exam

The Series 10 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts.

Course Includes:

  • Series 10 Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • Access to Live Training
  • Downloadable Class Supplements
  • Personal Instructor Support

About the Exam:

Number of Questions: 145 scored question
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: S7
Time to Complete: 4 hours
Passing Score: 70%
Recommended Study Time: 60 - 80 hours

Content Outline:

http://www.finra.org/sites/default/files/Series_9%2B10_Study_Outline.pdf

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