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FINRA Series 6 Top-Off Exam Prep & Study Materials

Prepare for the new Series 6 Top-Off exam with Knopman Marks’ industry-leading training package. Our package includes comprehensive study materials and the ability to ask questions day and night, evenings and weekends. Study with confidence and walk into your exam equipped with the knowledge you need to pass the first time around.

Course Includes:

  • Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 6+ hrs of Video Lectures
  • Mobile App for offline training (iPhone & iPad)
  • Downloadable Class Supplements
  • Assessement, Diagnostic and Benchmark Exams
  • Personal Instructor Support

New Series 6 Curriculum: 

  • Lesson 1: Series 6 Basics
  • Lesson 2: Investment Company Products and Regulation
  • Lesson 3: Variable Insurance Products and Regulation
  • Lesson 4: Account Opening and Suitability
  • Lesson 5: Account Maintenance
  • Lesson 6: Sales Communications and Sales Practices
  • Lesson 7: Investment Company Tax Concepts
  • Lesson 8: Retirement Plans
  • Lesson 9: Market Information and Analysis

About the Exam:

  • Number of Questions: 50 graded multiple-choice + 5 ungraded questions
  • Time to Complete: 1 hour and 30 mins
  • Passing Score: 70%
  • Co-requisite: SIE Exam
  • Recommended Study Time: 50 to 75 hours

Content Outline:

View the Series 6 Content Outline

FAQ'S