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FINRA Series 6 Top-Off Exam Prep & Study Materials
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Want to walk into your Series 6 Exam with confidence?
We’ve got you covered.

Prepare for the Series 6 Top-Off exam with Knopman Marks’ industry-leading training package. Our Series 6 training course includes comprehensive study materials as well as instructor guidance that you can access throughout your study journey. We offer the latest information and guidance to make test prep a worry-free experience. Study with confidence and walk into your exam equipped with the knowledge you need to pass the first time around.

This exam is a requirement for those looking to sell variable annuities and investment company products. 

Data-driven guidance to help you pass
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry
Series 6 Top-Off Exam Prep Course
Taking multiple classes? Bundle and save!
What’s Included
Our comprehensive course includes everything you
need to study:
6+ Hours of Video Lectures
Access to our Training Center
Benchmark and Diagnostic Exams
Digital Flashcards
Textbook/Ebook (Kaplan)
Downloadable Supplements
iOS Mobile App to Study Offline
Online Question Bank (Kaplan)
Client Success Team Support
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
Demo the training center

Take a test drive of our Training Center--the place for all your course materials, video lectures, and supplements. You can use the Action Plan to keep you focused, track your progress, and sign up for Live Training if offered. 

Our whole team is with you...

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Client Success Captain
Onboarding Specialist
Data Lead
Series 6 Top-Off Course Curriculum
Lesson 1
Intro & Series 6 Basics
Lesson 2
Investment Company Products and Regulation
Lesson 3
Variable Products and Regulation
Lesson 4
Account Opening and Suitability
Lesson 5
Account Maintenance
Lesson 6
Sales Communications and Sales Practices
Lesson 7
Investment Company Tax Concepts
Lesson 8
Retirement Plans
Lesson 9
Market Information and Analysis
Lesson 10
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Exam Details
About the Series 6 Top-Off Exam
Exam Format
50 graded multiple-choice + 5 experimental, ungraded questions
1 hour and 30 minutes
Passing Score
Recommended Study Time
50 to 75 hours
Series 6 Student
NY Life
”I’d highly recommend KM to anyone pursuing a career in the industry. At first I thought “wow $300+ for some online material is BS and a waste of my time” but the book is fantastic. I may not be able to fully understand every conceptual question in the quiz but through the book and videos I was able to comprehend the overall concept and retain the information.”
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Series 6 Top-Off FAQ
What should I expect on the day of my Series 6 Exam?

On the morning of your exam, plan on arriving at the testing center at least 30 minutes prior to your scheduled start time.  You should bring with you government issued identification (e.g. driver's license or passport).  Make sure the last name on your I.D. is the same as your last name on your registration form with your firm.  Also make sure you don't bring expired I.D.  You will be required to leave all your personal articles in a locker outside the testing room.  The testing center will provide you with a scratch pad, a pen or marker, and a basic four function calculator.  You are not permitted to bring anything else into the actual testing room.

Where do I take the Series 6 Exam?

The exam is administered via the FINRA PROCTOR system at Prometric testing centers.

How often is the Series 6 exam given?

The exam is administered via the FINRA PROCTOR That depends on the testing location, but most offer the exams every day of the week (including weekends).

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