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Series 99: Operations Professional Exam

The Series 99 Exam is required of individuals who participate in the Operations functions of a Broker Dealer, as defined by FINRA Rule 1230.

Course Includes:

  • Series 99 Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 5+ hrs of Video Lectures 
  • Online Flashcards
  • Downloadable Class Supplements
  • Personal Instructor Support

About the Exam:

Number of Questions: 100 graded questions (plus 10 ungraded experimental questions).
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisite(s): N/A
Time to Complete: 2 hours and 30 minutes
Passing Score: 68%
Recommended Study Time: 50-100 hours

 

Content Outline: http://www.finra.org/sites/default/files/Industry/p124124.pdf

Testimonials
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"I have recently taken a course with Knopman and subsequently passed my exam and wanted to share my impression that the course offers excellent preparation for the exam"

Dan

"Thanks so much for everything!! I'm not surprised, Knopman is the best training place out there."

Shritee B.

"I was amazed that, the weekend before my exam, a highly qualified Knopman representative reached out over email to provide me with last-minute information."

Anonymous
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