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FINRA Series 9 Exam Prep & Study Materials
The Series 9 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts. Registration as a general securities sales supervisor requires passing the Series 9 and 10 Exams.
- Series 9 Textbook (Physical & Electronic Versions)
- Online & Printable Practice Exams
- 2+ hrs of Video Lectures (5 Lessons)
- Mobile App for offline training (iPhone & iPad)
- Downloadable Class Supplements
- Personal Instructor Support
About the Exam:
Number of Questions: 55 scored questions
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: Series 7
Time to Complete: 1 hour and 30 minutes
Passing Score: 70%
Recommended Study Time: 40 - 60 hours
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You should plan on completing between 350 and 400 practice questions online, plus the benchmark exam, prior to taking the exam. If your scores are not within passing range at that point, you may need to complete more questions.
Most students are able to finish the exam within the alloted time, without being rushed.
Assuming you are working full time while preparing for the examination, you should allow yourself one or two weeks to read through the material and another one week to complete practice exams. The total study time is typically two to three weeks.