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Series 9: General Securities Sales Supervisor - Options Module Exam

The Series 9 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts. Registration as a general securities sales supervisor requires passing the Series 9 and 10 Exams.

Course Includes:

  • Series 9 Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 4+ hrs of Video Lectures coming soon!!
  • Downloadable Class Supplements
  • Personal Instructor Support

About the Exam:

Number of Questions: 55 scored questions
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: Series 7
Time to Complete: 1 hour and 30 minutes
Passing Score: 70%
Recommended Study Time: 40 - 60 hours

Content Outline:

http://www.finra.org/sites/default/files/Series_9%2B10_Study_Outline.pdf

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