All classes are now live-streaming due to COVID-19. Read more in our NEWS CENTER.

All Courses

Classes you can count on,
instructors you can trust

FINRA Series 9 Exam Prep & Study Materials

The Series 9 Exam is required of individuals who supervise sales activities in corporate, municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts. Registration as a general securities sales supervisor requires passing the Series 9 and 10 Exams.

Course Includes:

  • Series 9 Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 2+ hrs of Video Lectures (5 Lessons)
  • Mobile App for offline training (iPhone & iPad)
  • Downloadable Class Supplements
  • Personal Instructor Support

About the Exam:

Number of Questions: 55 scored questions
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: Series 7
Time to Complete: 1 hour and 30 minutes
Passing Score: 70%
Recommended Study Time: 40 - 60 hours

Content Outline:

01 02 03

"Thanks so much for your help. The classes were great and you are an amazing teacher!"

Sabina N.

"I really enjoy you guys. Harvey has really picked a winning team!!"

Carmen G.

"The instructor makes every topic and subject simple and easy to understand, and stays on target."

J. Morris