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Series 57: Securities Trader Qualification Exam Training

Beginning October 1, 2018, candidates who do not have an open FINRA exam window for the Series 57 are required to take the new Series 57 Top-Off exam instead. Also, they may be required to take the SIE Exam as a co-requisite. Please navigate to those pages to enroll in our study programs. You should only be purchasing materials on this page if you had an open exam window for the Series 57 prior to October 1, 2018. If you are not sure, please confirm with your registration and compliance department. For more information on the exam restructuring, please click here or call our office.

The Series 57 Exam is designed to assess the competency of entry-level Securities Traders. It is intended to safeguard the investing public by helping to ensure that Securities Traders are competent to perform their jobs. Given this purpose, the Series 57 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a Securities Trader.

Course Includes:

  • Series 57 Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 6+ hrs of Video Lectures 
  • Mobile App for offline training (iPhone & iPad)
  • Downloadable Class Supplements
  • Personal Instructor Support

About the Exam:

Number of Questions: 125 graded questions (plus 10 ungraded experimental questions).
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: N/A
Time to Complete: 3 hours and 45 minutes
Passing Score: 70%
Recommended Study Time: 70 - 80 hours

Content Outline:

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"Knopman Financial Training provided a concise yet complete view of the material that allows you to learn it efficiently.  The instructors are knowledgeable, readily available to answer questions and effective at presenting highly testable material."


"Passed the exam. The Knopman materials were on the mark again. You guys are good at what you do. Thanks."

Jon H.

"Knopman Financial Training will ensure that you pass the exam with a combination of highly relevant material and committed instructors. From my experience, the service they provide is unparalleled."

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