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FINRA Series 4 Exam Prep & Study Materials

The Series 4 Exam is required of individuals functioning as options principals, compliance registered options principals, or senior registered options principals.

Course Includes:

  • Series 4 Textbook (Physical & Electronic Versions)
  • Online & Printable Practice Exams
  • 3+ hrs of Video Lectures (5 Lessons)
  • Mobile App for offline training (iPhone & iPad)
  • Downloadable Class Supplements
  • Personal Instructor Support

About the Exam:

Number of Questions: 125 scored question (plus 10 ungraded experimental questions).
Exam Structure: 1 session covering all topics. All questions are multiple choice.
Prerequisites: S7, S17, S37, S38, or S62
Time to Complete: 3 hours and 15 minutes
Passing Score: 72%
Recommended Study Time: 50 - 60 hours

Content Outline:


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"The instructors were great – from teaching me what I needed to know for the exam, patiently answering my questions, finding alternative ways for me to understand the trickier subjects of the test, and constantly being available for me anytime of day even if it was for a quick confidence boosting conversation – I never felt like I was without their support."

Sarah R.

"I started out on Google not knowing where to look, then I came across your site & I passed! I can’t believe how easy that was. I really appreciate it!"

James R.

"I found that Knopman Marks gave me the clear advantage while preparing and taking the exam. The in-class, and constant out-of-class help was the definitive reason for me passing my exam."